As an individual investor I do believe that the changes proposed for Rule 4560 regarding Short Interest Position Reporting Enhancements would be beneficial and support transparency for the individual investor. I am delighted to see these new proposals and would like to see them put into effect as soon as possible. Thank you.
The PDT Rule is not a protection. It's a way to keep the "little guys" from making any real money. The market is not a free market if someone can't trade because of their financial situation. We're the only country in the world with this bull [redacted] "protection".
As a retail investor, I think it is so important to get accurate data. With the amount of fines and rules that have been broken by brokers, we cannot allow for a self-reporting system to continue. We need massive overhauls in our system and it starts with having accurate information, especially when it comes to short interest.
Warning: Rule #22-08 is currently the subject of a deceptive advertising attack. Let's play "which of these is not like the others": * Target Date Funds * Funds using cryptocurrency futures * Reverse Convertible Notes * Volatility-Linked Funds The answer is "Target Date Funds". I don't use this, I don't intend to use this; but it's an old tool that's
On November 15, 2021, the FINRA equity trade reporting facilities (the Alternative Display Facility, the FINRA/Nasdaq Trade Reporting Facilities and the FINRA/NYSE Trade Reporting Facility, through which member firms report OTC transactions in NMS stocks to FINRA1) will begin supporting timestamps up to nanosecond (HH:MM:SS.sssssssss) granularity in accordance with amendments to FINRA’s equity
End dark pool abuse. Clearly their is active manipulation of GameStop and AMC. Set better standards. Enforce rules. Create fines that are meaningful as compared to a “cost of doing business.” Enforce loss of licenses or fines that are above and beyond the actual revenue made from illegal and manipulated trades.
The purpose of this Election Notice is to notify firms of the elections to fill vacancies on the FINRA Regional Committees, and the mailing of ballots to eligible firms.
<p>Scope of permissible functions of a Compliance Registered Operations Principal (CROP).<br />
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SEC Approves Amendments to FINRA Rules on Reporting Cancellations of Previously Reported OTC Trades in Equity Securities
