Displaying 5121 - 5130 of 8259 Results
Notice to Members 98-79
SUGGESTED ROUTING Senior Management Corporate Finance Institutional Legal & Compliance Municipal Operations Systems Trading As of July 23, 1998, the following bonds were added to the Fixed Income Pricing SystemSM (FIPS®). Symbol Name Coupon Maturity ACCC.GA Advanced Accessory Corp 9.750 10/01/07 ACF.GB Amercredit Corp 9.250 02/01/04 ACHD.GA Amscan
Notice to Members 98-57
SUGGESTED ROUTING Senior Management Corporate Finance Institutional Legal & Compliance Municipal Operations Systems Trading As of June 24, 1998, the following bonds were added to the Fixed Income Pricing SystemSM (FIPS®). Symbol Name Coupon Maturity ABN.GA American Bank Note Corp 11.250 12/01/07 AXCL.GA Airxcel Inc 11.000 11/15/07 BZH.GB
Notice to Members 04-01
INFORMATIONALOptions ExemptionSUGGESTED ROUTING KEY TOPICS Legal and ComplianceOperations ManagersSenior Management Options ExemptionTrading Activity Fee Executive SummaryOn May 30, 2003, the Securities and Exchange Commission (SEC or Commission) permanently approved revisions to NASD By-Laws, eliminating the current Regulatory Fee assessed upon NASD members
Notice to Members 98-45
SUGGESTED ROUTING Senior Management Corporate Finance Institutional Legal & Compliance Municipal Operations Systems Trading As of May 22, 1998, the following bonds were added to the Fixed Income Pricing SystemSM (FIPSSM). Symbol Name Coupon Maturity AES.GB AES Corp 8.375 08/15/07 AES.GC AES Corp 8.500 11/01/07 AES.GD AES Corp 8.875 11/01/
Notice to Members 98-41
SUGGESTED ROUTING Senior Management Corporate Finance Institutional Legal & Compliance Municipal Operations Systems Trading As of April 24, 1998, the following bonds were added to the Fixed Income Pricing SystemSM (FIPSSM). Symbol Name Coupon Maturity PRVC.GA President Riverboat Casinos Inc 13.000 09/15/01 TCFD.GB Trump's Castle Funding Inc
Notice to Members 98-36
SUGGESTED ROUTING Senior Management Corporate Finance Institutional Legal & Compliance Municipal Operations Systems Trading As of March 25, 1998, the following bonds were added to the Fixed Income Pricing SystemSM (FIPSSM). Symbol Name Coupon Maturity AMSD.GG American Standard Inc 7.125 02/15/03 AMSD.GH American Standard Inc 7.625 02/15/10 KVCO.GA
Notice to Members 98-13
SUGGESTED ROUTING Senior Management Corporate Finance Institutional Legal & Compliance Municipal Operations Systems Trading As of December 30, 1997, the following bonds were added to the Fixed Income Pricing SystemSM (FIPSSM). Symbol Name Coupon Maturity NAT.GA North Atlantic Trading Inc 11.000 06/15/04 OEI.GA Ocean Energy Inc 8.875 07/15/07
Notice to Members 97-95
SUGGESTED ROUTING   Senior Management Corporate Finance Institutional Legal & Compliance Municipal Operations Systems Trading As of November 21, 1997, the following bonds were added to the Fixed Income Pricing SystemSM (FIPSSM). Symbol Name Coupon Maturity ELRT.GA Eldorado Resorts LLC 10.500 08/15/06 GTAR.GA Globalstar L.P./Cap Corp
Notice To Members 95-91
SUGGESTED ROUTING Senior Management Institutional Legal & Compliance Operations Options Systems Trading Effective November 13, 1995, tier sizes for 900 Nasdaq National Market® securities will be revised in accordance with paragraph 245 Ia7 of the Rules of Practice and Procedure for the Small Order Execution System (SOESSM). Under the SOES Rules, the maximum SOES order size for a
Notice to Members 97-54
SUGGESTED ROUTING   Senior Management Corporate Finance Institutional Legal & Compliance Municipal Operations Systems Trading As of July 25, 1997, the following bonds were added to the Fixed Income Pricing System (FIPSSM). Symbol Name Coupon Maturity OEC.GA Ohio Edison Co 7.500 08/01/02 OEC.GB Ohio Edison Co 8.750 02/15/98 OEC.GC