I should be able to choose the public investments that are right for me. Public investments should be available to all of the public,not just the privileged few. They are already holding the majority of the wealth in this country. My investment is for my future home and retirement. If this country refuses to let people choose their investments what is the point of being a US citizen? This is
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 6730 to require members to append modifiers to identify delayed Treasury spot and portfolio trades when reporting to FINRA’s Trade Reporting and Compliance Engine (“TRACE”).
Agenda*This agenda is subject to change. Monday, May 12 - Pre-Conference2:00 p.m. – 4:30 p.m.Cyber Tabletop Exercise (pre-registration required)5:00 p.m. – 6:30 p.m.New Attendee Reception (pre-registration required)5:00 p.m. – 7:00 p.m.Registration & Information Tuesday, May 137:30 a.m. – 6:00 p.m.Registration & Information8:00 a.m. – 9:30 a.m.Senior
FINRA Firm Grouping Conference is a one-day conference designed to provide financial professionals associated with FINRA member firms the opportunity to engage in key discussions with FINRA staff and connect with industry leaders and peers. The conference includes thoughtful discussions around the future landscape of the financial services industry. In-person attendees have access to breakout
I would like you to let me maintain my ability to choose the type of investments that I consider are best for my family's financial future. This includes my ability to invest in leveraged and inverse funds since I understand the trade details and inherent risks involved. Please do not take away my ability to freely and unhindered invest in such products. Leveraged and inverse fund
I want to choose my investments and NOT have regulators restrict me. I do not want them "protecting" me. Let me take my own risks. I am a financial professional and don't want to take any test to "qualify me". If I lose my investment, I will not be looking for a bail out. It is my responsibility to assess my own risks. The only exception is if
Leveraged and inverse funds are an important method of protecting my investment portfolio from massive downturns similar to what we experienced in 2000 and 2008.
The current volatility of this market is a great concern of mine. Rampant inflation, government spending, world conflicts require me to position my portfolio to offset these factors.
I am a veteran investor having spent 25 years as a
Dear FINRA Regulators
In a period of history when Federal regulators threaten everything in the Bill of Rights, You now plan to restrict one of the few ways left to counter the massive inflation Congressional overspending has caused. Give private investors credit for having more financial literacy than most members of Congress and the white house. If you think the Overreach of Federal authority
As my investments are managed by a Fiduciary 3rd Party Investment firm I trust they know what they are doing and these restrictions on my ability to invest MY MONEY is another government overreach.
I have the financial security to tap into these more aggressive strategies that help build reasonable overall return given these times of severe inflation and horrible fixed income ROIs. Please place
This appears to be a veiled attempt to disenfranchise retail investors to the benefit of institutional investing teams and financial managers. Even if that was not the intent, these proposed rules will have that effect. I object to being denied access to investment products others are allowed to access, regardless of the reason. If there are 'complex products' that are so
