Leveraged funds should be allowed to continue. Allow for free market trade. Do not make this something only specialized traders can access. I do support education (not tedious, but useful teaching) before being allowed to trade these leveraged funds. Lastly, how do you stop allowing trading of these funds without financially harming those of us who hold what should be easily traded positions? Let
I think these proposals are essential if you want retail to have any confidence in the financial markets and keep investing. It has gotten to the stage where the playing field is so skewed in favour of institutional investors at the expense of retail that you risk seeing retail completely withdraw. I think these proposals will help.
Should have been done long time ago! Now you're doing something after trillions have been stolen from the taxpayers?? It's about time to end this financial terorism that's been going on in this county for years! Ken Griffin has to go to jail immediately!!!!
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“Commission”) a proposed rule change to amend FINRA Rule 7620B (Trade Reporting Facility Reporting Fees) to modify the trade reporting fees applicable to participants that use the FINRA/NYSE Trade Reporting Facility (“FINRA/NYSE TRF”).
This filing has been withdrawn.
Regulating my abilities and rights to invest as I see fit is my decision not yours. These types of moves are what would be expected from Russia or China not the USA.
Should I deem an investment appropriate for my portfolio it should be available to me not just the financially privileged. Are you trying to expand the economic gap that already exists between the wealthy and the no-so wealthy?
I
INFORMATIONALDistrict ElectionsSUGGESTED ROUTINGKEY TOPICSLegal and ComplianceOperationsRegistrationSenior ManagementDistrict ElectionsExecutive SummaryThrough this Notice, NASD announces the election results for the District Committees and the District Nominating Committees. The newly elected District Committee members will serve until January 2007.1District 10 (New York) had an additional
As the custodian for my disabled son's accounts, I need to reiterate what I said previously. I take my responsibility seriously and have for years. I am educated in reverse funds and have managed their funds using them for many years. I should have the same right to invest as I see fit as institutions do. The fact that these regulations imply an institution care more about my son's
Dear FINRA: DO not steal my free agency to invest my money as I see fit. DONT HELP ME. I need the leveraged and inverse trading financial instruments in order to hedge my portfolio. I especially dont need your mandate to complete a trading school of any kind. Leave me alone. If you still feel the need to stick your self righteous ignorant nose into other peoples affairs may I suggest [REDACTED]
I strongly believe in the importance of all Americans to guide their own financial decisions, to pursue their investment goals without interference. I am many things: an attorney, a wife, an investor, a mom to be, a video game developer... But under these varied hats, a regular American. Investing in leveraged and inverse funds carries risks, but risk is how Americans built this country through
I oppose restrictions on my rights to invest as I wish in public investments in regulated markets. I should be able to choose (without restriction) which investments are right for me, not just the privileged financial class. I shouldn't have to go through some special process or pass a test before having access to any public securities including, but not limited to: inverse funds, leveraged