Please help single moms. I am a mom of a two year old little girl. I am up against a rigged system and the manipulation is quite obvious. Help the little guy. This is our chance by not selling to hedge funds in a company we believe in. We have to obey rules while these elitists bend and twist making money off of our hard hard earned dollars.
Rule should not be passed. In a capitalist market i should be free to choose my own legal investments. A regulator doesn't need to tell me which ones are right for me or which ones are risky. Put some responsibility back on the investor. I should not have to go through any special process to get approval. I use the inverse funds as a hedging strategy and important to my investment goals.
I should be able to decide which investments are right for me and my family without having to jump through hoops. Some of the investments included in this proposed rule are part of my portfolio strategy and will continue to be to help me hedge against risk. Proposals like this hurt the broader population and benefit those already wealthy by reducing the access to beneficial vehicles and
TO: All NASD Members and Other Interested Persons
SUMMARY
Recently, in response to a request by the Association, the staff of the SEC's Division of Market Regulation issued a no-action letter concerning 17 C.F.R. 240.15c3-l (the "net capital rule") and 17 C.F.R. 240.15c3-3 (the "customer protection rule"). The letter provides, until December 31, 1983, a temporary
It seems there are a lot of rules and guidelines already in place to ensure a fair stock market for the hedge funds and retail investors. But none of these seem to be enforced, so what the point? You look the other way why the market is grossly manipulated, and the little man suffers... is that the new American way? -Michael C.
The SEC has
SR-FINRA-2018-013 - Approval Order
a proposed rule change to establish a new FINRA Trade Reporting Facility in conjunction with Nasdaq (the FINRA/Nasdaq TRF Chicago). Firms that intend to be a participant in the FINRA/Nasdaq TRF Chicago must submit a FINRA/Nasdaq TRF Chicago Participation Request Form to the FINRA/Nasdaq TRF and FINRA, in accordance with
October 24, 2006
On September 29, 2006, NASD filed a proposed rule change (SR-NASD-2006-115) to establish a new Trade Reporting Facility in conjunction with the Boston Stock Exchange ("BSE") that would provide members another mechanism for reporting trades in exchange-listed securities effected otherwise than on an exchange.
NASD is issuing this OATS Report to inform members that,
Please stop the corruption and stop letting big money and the market makers manipulate the system to their favor. I realize long ago, America was an oligarchy controlled by the rich. The shades have been pulled back and the world is watching. Please make the big guys adhere to the rules that retail has to follow.
The rule filings that FINRA is proposing is long overdue. Regulations have not kept up with the technology of today. All accounts should have to be recorded at the close of a business day. The way that hedge funds are allowed to manipulate markets is criminal. The damage it causes to underlying markets is catastrophic when algorithms set in.
FINRA Requests Comment on a New Academic TRACE Data Product
