Please stop the corruption and stop letting big money and the market makers manipulate the system to their favor. I realize long ago, America was an oligarchy controlled by the rich. The shades have been pulled back and the world is watching. Please make the big guys adhere to the rules that retail has to follow.
The rule filings that FINRA is proposing is long overdue. Regulations have not kept up with the technology of today. All accounts should have to be recorded at the close of a business day. The way that hedge funds are allowed to manipulate markets is criminal. The damage it causes to underlying markets is catastrophic when algorithms set in.
This page contains technical information about filing Regulation T, SEC Rule 15c3-3, and FINRA Rule 4210-related extensions requests using the REX system.
SUGGESTED ROUTING:*
Senior ManagementLegal & ComplianceOperationsTraining*These are suggested departments only. Others may be appropriate for your firm.
EXECUTIVE SUMMARY
The Securities and Exchange Commission has approved amendments to the Interpretation of the Board of Governors — Forwarding of Proxy and Other Materials, Article III, Section 1 of the NASD Rules of Fair Practice
I’ll keep it short (no pun intended) and simple: as a retail investor, all I am asking for is a fair, level playing field. Currently, we are not getting that. Please adjust and enforce the rules so all retail investors receive the same timely information and opportunity as the Hedge Funds. Thank you!
Haven't been investing very Long, but what I'm seeing seems like it's all in favor of the big company's and not for the individual investor. I like what you want to do with the rule changes, but talking about it, isn't good enough. NEED TO SEE ACTION, from all levels.
SUGGESTED ROUTING*
Senior Management
Corporate Finance
Legal & Compliance
Syndicate
Trading
*These are suggested departments only. Others may be appropriate for your firm.
EXECUTIVE SUMMARY
To protect investors and the public interest, and to respond to concerns raised by the Securities and Exchange Commission (SEC), the NASD filed
FINRA has begun disseminating individual transactions in active U.S. Treasury securities at the end of the day, raising the level of transparency in the market for these benchmark securities.
Jon Kroeper, Executive Vice President, Quality of Markets, is leaving FINRA, effective at year end, to pursue other opportunities.
On November 15, 2021, the FINRA equity trade reporting facilities (the Alternative Display Facility, the FINRA/Nasdaq Trade Reporting Facilities and the FINRA/NYSE Trade Reporting Facility, through which member firms report OTC transactions in NMS stocks to FINRA1) will begin supporting timestamps up to nanosecond (HH:MM:SS.sssssssss) granularity in accordance with amendments to FINRA’s equity
