Stop trying to control individual ability to participate in public markets. You show yourselves to be autocrats fighting to maintain an imbalanced and tiered society when you limit access to the wide world of available financial products and strategies. FINRA is not a government agency. Congress and the SEC should not being delegating their authority over markets to a cartel lobbyist group like
While it is imperative for FINRA to protect all investor's interests from their actions and inactions, these proposed regulations would create arbitrarily onerous barriers to financial instruments for everyday retail investors. These would only benefit high net worth individuals and investment firms--especially hedge funds, those of whom already impose their market dominance upon everyday
Proposed Rule Change to Extend the Tier Size Pilot of FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to extend, to April 24, 2023, the implementation date of the amendments to FINRA Rule 4210 (Margin Requirements) pursuant to SR-FINRA- 2015-036, other than the amendments pursuant to SR-FINRA-2015-036 that were implemented on December 15,
Leveraged funds have become an important part of my investment strategy. Adding any sort of limitations or restrictions on my ability to utilize these investments will have significant negative impacts on my ability to participate in financial markets which I believe should be open to all. The focus should be on investor education and risk disclosure, not limiting access based on an arbitrary
SummaryThe national options exchanges are closing at 1:00 p.m. Eastern Time (ET) on Friday, November 24, 2023 (the Friday after Thanksgiving), which will modify the exercise cut-off time for expiring options. FINRA reminds firms that, pursuant to FINRA Rule 2360(b)(23)(A)(viii), if a national options exchange or The Options Clearing Corporation announces a modified time for the close of trading
The world will be a financially better place once Citadel and their evil spawn are forced into liquidation.
You so-called "regulators" are nothing [REDACTED] You constantly turn a blind eye to financial crimes committed at the highest level. You now want to shut down regular, retail investors from making an honest buck. All while you [REDACTED] scream from the rooftops how you're protecting the FREE MARKET. The hypocrisy just never ends. [REDACTED]
Investing began for the everyday person to own part of a company while helping to fund it's growth. All these proposed "little laws" that are created to create a bigger chasm between the rich and the not so rich, just reveal how transparently you try to keep the people" down.
Investing is a personal choice. Stop trying to keep my financial situation in dire
