Dear, Regulator please have my best interest in mind, as a tax payer and labor when I prosper you and the country you reside aswell prospers, look at country like Switzerland where inflation is under control, we must give the people freedom to use tech as supplemental financial tools because we must learn from the 1930s great depression. Give us freedom to invest in crypto with freedom like banks
All investors should have the opportunity it go long or short, based on their views of companies and/or the economy. These proposals feel more like an effort to limit short selling, which of course some folks have high financial motivation to want. If you want to protect retail investors, start focusing on the large banks on wall street who manipulate retail investors all the time through other
You should do more to educate people on our modern financial system instead of taking away their ability to invest how they see fit. It's not your concern how or why I invest my money. If Nancy Pelosi and other politicians can participate in stock market trades all while making laws that affect company stock price, then I should be able to decide how I want to invest my dollar.
Do you
TO: All NASD Members
ATTN: Operations Officer, Cashier, Fail-Control Department
On September 4, 1985, the Federal District Court for the Eastern District of Arkansas appointed a SIPC Trustee for the above captioned firm.
Please refer to Notice to Members 85-28 regarding the previous appointment of a Temporary Receiver.
Questions regarding the firm should be directed to:
SIPC Trustee
Harvey L.
as an attorney that has believed in upholding the law, this proposed law would diminish the independence and autonomy of investors. we dont need anymore laws from the government to handhold investors from risky investments such as leveraged funds. this is encroaching on many peoples abilities to take advantage from the market. simple warnings and promotion of financial education tools is all that
I strongly oppose FINRA Regulatory to restrict my right to utilize leveraged and inverse funds to make my investment choices. I use them extensively to hedge and to extend returns; and by regulating them, you are taking my freedom of investment choices. I believe this regulation also could lead to unfair or even discriminatory treatment of investors; regulation favorable toward high net worth
Dear FINRA,
I have no doubt these proposed rule changes are not being taken in order to "protect" the average investor. Instead these rule changes seek to add further restrictions on retail investors in order to protect financial institutions from incuring losses during this period of high volatility. Passing these rule changes would be an injustice to the average American. I
It is hypocritical how the U.S government talk about helping lower-income families and individuals get out of poverty, then you slap on unrealistic regulations saying it is in the best interest of the consumer. The only day to get out of generational poverty is to build wealth. Owning leveraged financial asset classes is a quicker way to achieve wealth building. You will be doing the American
I believe that I do and I should continue to have the right to invest my own money as I see fit as a means to obtain my goal of long term financial security. Furthermore, what one may deem as "complex product" may seem a simple investment or investment strategy to someone else... you have no responsibility to make a decision as to the complexity of an investment on my behalf!
I
I believe that each individual should take the time to understand and then accept the risks of the instruments they use to invest or they should not be using these instruments.
In my opinion, I support the right of individuals to use leveraged ETFs and other alternative financial instruments as a part of their investment strategy. I do not support the government limiting the individual's