O'TOOLE INSURANCE & SECURITIES14-30 COLLEGE POINT BLVD, COLLEGE POINT, NY 11356OAK HILLS SECURITIES, INC.121 NE 50TH, OKLAHOMA CITY, OK 73105OAK TREE SECURITIES, INC.4049 FIRST STREET, SUITE 129, LIVERMORE, CA 94551-4949OAKLINS DP LLC90 PARK AVENUE, 24TH FLOOR, NEW YORK, NY 10016OAKPOINT SOLUTIONS, LLC100 SOUTH ASHLEY DRIVE, SUITE 1130, TAMPA, FL 33602OAKWOOD CAPITAL SECURITIES, INC.
Summary
The purpose of the Notice is to notify member firms of the upcoming nomination and election process to fill vacancies on FINRA’s Regional Committees. The Regional Committees play an important part of informing FINRA’s regulatory programs by, among other things, alerting FINRA to industry trends that could present regulatory concerns, and consulting with FINRA on proposed
Regarding the proposed FINRA Regulatory Notice #22-08, I strenuously object to ANY legislation restricting ANY investment I choose to make. I have my own best interests at heart -- regulators only want power and could care less whether I have access to the investments I need for my own personal financial security. It is appalling how patronizing, paternalistic, meddlesome, and tyrannical
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As of September 16, 1988, the following 15 issues joined the NASDAQ National
I feel that I, not regulators, should have the right to choose the public investments that's best for my family. Publix investment s should be available to all the public, not just the privileged.
I should not have to pass a test in order to invest in public securities, including cryptoocurrency. I am capable of understanding the risk in these types of investments. And I can also
I am an experienced investor and a former CPA and former financial executive of two NYSE listed companies. I do not consider it appropriate for the government to tell me and my wife what I can and cannot invest in. Based on market conditions it may be appropriate to invest in inverse or leveraged funds or ETF's. My wife and I are invested in such funds in our joint account and each of
It is nearly impossible for retail investors to have any faith in financial institutions that both control and buy into the same market. How is PFOF still legal? HOW?! Pioneered by friend of the little guy BERNIE MADOFF. We are not asking for an advantage, we would just like a level playing field. What a concept. HELP US PLEASE.
As a former financial advisor of 44 years (now retired), I would like to strongly protest additional regulatory restrictions on the use of leveraged or inversed funds, beyond the regulations that are currently in place. The new proposed regulations are an example of regulatory over-reach and are not needed.
I am pleased and proud of the fact that I never experienced any client complaints during
This is one more example of Americans potentially losing more of their rights to benefit financially in an attempt to convert our capitalist system to communism.
I am against this action to it's core. All American's should have the right to make public investments, not just the so called privileged.
Leveraged fund investments are important investments as they help to enhance
Why would it be a good idea to deny basic freedom, to the public securities market? These days MORE than ever, a fundamental tenant to achieving long-term financial security, should NOT be disavowed to ANYone!!! Broad, arbitrary, and vague definitions prove, execution of such an unworkable scheme, would at best, show egregious arbitrary results under ANY type, or form, of implementation. The long
