I believe in a free market. What this democratic country is about. I understand the risks associated with leverage investments, I believe e it is unfair and wrong to limit our freedom to invest, especially with inverse etfs. It is up to me to decide the risk I am willing to take. To impede me from investing in inverse etfs in the start of a bear market is not fair. It goes against the principles
I am opposed to new regulations that would prevent regular American people like me from owning leveraged securities. I am an adult, I can make my own investing decisions. I dare say I make better financial decisions for myself than the Government does. I do not believe that the SEC has my best interests in mind with proposed rule #S7-24-15. I want less government in my life. Not more.
On your website it states, "FINRA is authorized by Congress to protect Americas investors by making sure the broker-dealer industry operates fairly and honestly." This means that you are representing American investors. As an American investor, I do not support the increased regulation of leveraged and inverse funds which includes SEC Proposed Rule #S7-24-15. American investors should
Visual representation. A lot of those who are not versed in finance and investments have a hard time visualizing investments and what the “outcome” of a specific action or rule would look like. Finding ways to compare to real life events, not related to investments, is a way for new investors to correlate new investment knowledge to prior experience.
Changes to Qualification Examination Fees and New Service Charge for Regulatory Element Continuing Education Sessions Taken Outside the United States
Firms could be vulnerable to a newly discovered social engineering scheme in which bad actors trick customer support personnel into downloading and executing malware. This Alert describes the scheme and provides recommendations to help firms protect themselves from the threat.
TO: All NASD Members and Other Interested Persons
The Securities and Exchange Commission (SEC) recently approved amendments to the Interpretation of the NASD Board of Governors on "Forwarding of Proxy and Other Materials," under Article III, Section 1 of the NASD Rules of Fair Practice. 1/ These amendments, which became effective on April 29, 1986, provide for a surcharge and an
The following outlines process and procedures if there was not sufficient information in the interpretive guidance available online. Oral Interpretive RequestsIf, after consulting the available guidance, a requester determines that an interpretive issue exists with respect to FINRA's rules, the requester should consider contacting OGC staff by telephone to discuss the issue in more
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Exchange Act Rule 17a-3
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Please approve the new rules to tighten up short interest reporting requirements. There are too many loopholes that short traders use to hide and obfuscate their true short interest (eg hiding shorts in deep OTM put contracts) which puts retail traders at an information disadvantage, which is anathema to free market principles.
