M FINANCIAL SECURITIES MARKETING, INC.1125 NW COUCH STREET, SUITE 900, PORTLAND, OR 97209M HOLDINGS SECURITIES, INC.1125 N.W. COUCH STREET, SUITE 900, PORTLAND, OR 97209Mailing Address: P.O. BOX 2207, PORTLAND, OR 97208-2207M STEVENS SECURITIES, LLC3753 HOWARD HUGHES PARKWAY, SUITE 200, LAS VEGAS, NV 89169M&A SECURITIES GROUP, INC.4151 N. MULBERRY DRIVE, SUITE 252, KANSAS CITY, MO 64116M
I am an individual investor who essentially manages my own portfolio. I use individual stocks, mutual funds, ETFs and KNOW THAT IT IS MY OWN RESPONSIBILITY to do my OWN homework and KNOW my investment choices including the risks and potential rewards. I also use leveraged ETFs where I CONSIDER APPROPIATE and DO NOT WANT ANY ADDITIONAL REGULATIONS AND EXTRA STEPS IN THE BUYING AND SELLING PROCESS
I am strongly opposed to the FINRA's misguided proposed regulations. This absolutely irresponsible regulation would clearly hurt investors by denying me the ability to choose investments that could help me and my family achieve long term financial security. It would also upend our regulatory system by giving regulators the right to decide what public securities that I can invest in and
The PEOPLE should be able to choose the public
investments that are right for them and their families
Public investments should be available to all of the public,
not just the privileged. We've had enough of market manipulation and we need to stay a free market economy. People need to be allowed to make their own decisions. Cryptocurrency is new and it's threatening the system
As a small retail investor, I use and have been using for the past 12 years, several complex products to enhance my returns in order to save enough for my retirement. I object to any rules that would deny my access to these products as it would put my retirement goals in jeopardy. ESPECIALLY any cool down periods that may be imposed and possibly lock in temporary losses. That being said I am
I am against the FINRA Proposed Rule #22-08. Under the long-standing disclosure-based system, investors have the right to decide which public equities, bonds and funds they want to buy. Rule #22-08 upends that principle, giving regulatorsnot methe power to decide what public securities I can and cannot invest in. Investors have the right to freely access the entirety of the public securities
FINRA Requests Comment on the Effectiveness and Efficiency of Its Rules on Outside Business Activities and Private Securities Transactions
Dear FINRA: I'm a long term buy & hold retail investor of leveraged exchange traded funds (ETFs.) I am a significant shareholder of ProShare's ETF "UPRO" at owning 0.01% of all outstanding shares, and of Direxion's "TMF" owning 0.07% of all outstanding shares. If you were to consider me an institution, I'd be rank #12 of ownership in terms of shares
FINRA’s cloud journey started more than a decade ago. During this journey we learned a lot and have provided significant contributions to the cloud service.
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