Any attempt to restrict my free and open access to utilize these financial assets will be met with immediate and justified organized class action litagation. These types of attacks on the investors that have been using these products for multiple years, have no need to provide PROOF that we understand what we are doing . It is evident that the consideration to ban access to these products NOW
Comments:
I have been investing in the stock market for almost 39 years including 29 years working as a financial advisor.
I have traded leveraged and inverse ETFs
in my own account and understand the risks of same. Fidelity has provided ample warnings of the risks associated with these
Instruments. I would be supportive of FINRA efforts to protect investors for whom these ETFs would be
Why is it that the very people, namely those in government, who become very wealthy while serving those of us that pay their salaries, become the arbiters of how U. S. citizens, that have the freedoms under our laws, on how, or not, to choose investing lawfully in publicly traded financial instruments ? From the history of previous several decades of government budgeting and spending, it should
K CAPITAL LLC805 THIRD AVENUE, FLOOR 14, NEW YORK, NY 10022K2 CAPITAL ASSET MANAGEMENT, LLC150 MOTOR PARKWAY SUITE 200, HAUPPAUGE, NY 11788KA ASSOCIATES, LLC2121 AVENUE OF THE STARS, 9TH FLOOR, LOS ANGELES, CA 90067KADENWOOD CAPITAL, LLC250 PARK AVENUE 7TH FLOOR, NEW YORK, NY 10177KAHN BROTHERS LLC555 MADISON AVENUE, SUITE 1303, NEW YORK, NY 10022-3301KAL CAPITAL MARKETS LLC3738 BAYER AVENUE
Why does the government always stand in the way of ordinary citizens trying to get ahead? Wish we could elect officials who only had our best interest at heart, that would treat us as the educated adults we are, and stay out of our way.
I use inverse ETFs, sometimes even leveraged ETFs, and Options as portfolio insurance in case the so-called financial experts in Washington screw up the economy.
Leveraged funds should be allowed to continue. Allow for free market trade. Do not make this something only specialized traders can access. I do support education (not tedious, but useful teaching) before being allowed to trade these leveraged funds. Lastly, how do you stop allowing trading of these funds without financially harming those of us who hold what should be easily traded positions? Let
I should have the ability to make investment decisions based on my educational and financial abilities. I dont need to spend additional time and money demonstrating how and why I want alternative investment vehicles in order to diversify my holdings. Furthermore, enacting this kind of rule creates further precedents for greater restrictions on how, when, and what type of investments are made
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Through this Notice, the National Association of Securities Dealers, Inc. (NASD®) is informing NASD members of the 1999 District Committee members and the District Nominating Committee members.
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