As the custodian for my disabled son's accounts, I need to reiterate what I said previously. I take my responsibility seriously and have for years. I am educated in reverse funds and have managed their funds using them for many years. I should have the same right to invest as I see fit as institutions do. The fact that these regulations imply an institution care more about my son's
Dear FINRA: DO not steal my free agency to invest my money as I see fit. DONT HELP ME. I need the leveraged and inverse trading financial instruments in order to hedge my portfolio. I especially dont need your mandate to complete a trading school of any kind. Leave me alone. If you still feel the need to stick your self righteous ignorant nose into other peoples affairs may I suggest [REDACTED]
I oppose restrictions on my rights to invest as I wish in public investments in regulated markets. I should be able to choose (without restriction) which investments are right for me, not just the privileged financial class. I shouldn't have to go through some special process or pass a test before having access to any public securities including, but not limited to: inverse funds, leveraged
I strongly believe in the importance of all Americans to guide their own financial decisions, to pursue their investment goals without interference. I am many things: an attorney, a wife, an investor, a mom to be, a video game developer... But under these varied hats, a regular American. Investing in leveraged and inverse funds carries risks, but risk is how Americans built this country through
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to extend, to October 26, 2022 the implementation date of the amendments to FINRA Rule 4210 (Margin Requirements) pursuant to SR-FINRA-2015-036, other than the amendments pursuant to SR-FINRA-2015-036 that were implemented on December 15,
More education is great, but you can't just call everyone dumb and treat complex products as some kind of magic. There are great recourses on the Internet where people can learn about them and understand most with half a brain. Looks like all these "financial experts" got scared losing their jobs and now want to limit people's access to options etc. so they come back to pay
The Regulatory Events Reporting section of the 2022 Report on FINRA’s Risk Monitoring and Examination Activities (the Report) informs member firms’ compliance programs by providing annual insights from FINRA’s ongoing regulatory operations, including (1) relevant regulatory obligations and related considerations, (2) exam findings and effective practices, and (3) additional resources.
I oppose restrictions to my right to invest. This is a terrible thing to do. It is not going to do whatever your being told it will do to make things better. Just because another human being has not been able to become an accredited investor at a certain point in their life and or maybe never will. You should not shut them out of a better chance at financial safety and security in life. The
Investing is the great equalizer that lets regular people achieve their own financial success. Adding more regulations stifle and restrict how those people are allowed to invest only limits their own freedom and ability to make that happen. A trade is an agreement between two parties, but these regulations are a third party - someone not even involved in that transaction - who feels they can
Dear, Regulator please have my best interest in mind, as a tax payer and labor when I prosper you and the country you reside aswell prospers, look at country like Switzerland where inflation is under control, we must give the people freedom to use tech as supplemental financial tools because we must learn from the 1930s great depression. Give us freedom to invest in crypto with freedom like banks
