Investors, not regulators, should be able to choose the public investments that are right for the inventors and family. Public investment should be available to all of the public.
Leveraged and inverse funds play an important role in my investment strategies. They serve a purpose, for example, to provide enhanced returns by taking a calculated risk bound by a limited part of my overall portfolio
I think this regulation is both unfair and unnecessary. It is unfair because it implies a change in the rules of the game. Investors who have been implementing strategies using leveraged products will be unable to fully execute their strategies. This is my case, and Im a long term investor.
On the other hand, I think the regulation is unnecessary because investors should know and understand the
It's not your place to tell me what I can or cannot invest in. I've been trading equities/futures for years and also investing in cryptocurrency. You don't seem to mind all of the pump and dumps or insane shorting/manipulation in the equities markets. You put the PDT rule in place to "protect the little ones" which just hinders them (SEC, I know), now you're trying
We do not need FINRA telling us what is safe or unsafe. Directly to my point. THE FEDERAL RESERVE UNITED STATES DOLLAR, FIVE DOLLAR, TEN DOLLAR, TWENTY DOLLAR, FIFTY DOLLAR, and HUNDRED DOLLAR are all COMPLEX INVESTMENT INSTRUMENTS in so much as THEIR VALUE IS NOT SET AGAINST ANY SECURE ASSET (gold/silver AS STATED IN THE CONSTITUTION) IT LOSES VALUE EVERY DAY DUE TO OVER PRINTING AND INFLATION
The companies reporting short interest have been shown to not follow the rules and hide their short positions in various ways. There is no good reason that any information related to the financial system should be left up to self reporting. All information should be submitted and stored automatically as transactions are carried out and it should all be of public record. This record should be
Retail traders have to follow the rules, its a skewed system where large funds are able to trade shares under the table outside of market pricing. "dark pools" need to be completely shut down. Every share needs to be accounted for, naked shorting is an unfair advantage and also needs to be reined in. Every transaction, long or short needs to be reported and logged, there is no question
Shorting is a fundamental part of the free market, but surely naked shorting of any kind be it physical stock, bonds etc should carry such a severe penalty that hedge funds thinks twice before going down that path. Hedge funds should be playing by the same rules as anyone investing in the markets, it should be free and transparent for all participants. The SEC has turned a blind eye for to long
As a retail investor I would like to say I’m disgusted at my findings along with the “apes”. Now the media is covering the issues with naked shorts, dark pools, price manipulation, etc. What a time time to be alive. I as many other expect the right thing to be done and allow a free and fair market for EVERYONE. Make everyone accountable for whatever rules they broke. If the roles were reversed,
INFORMATIONAL
Debt Securities
SUGGESTED ROUTING
KEY TOPICS
Executive Representative
Legal & Compliance
Operations
Rule 2260
IM-2260
Debt Securities
Operations
Forwarding of Communications
Executive Summary
On April 11, 2002, the Securities and Exchange Commission (SEC) approved amendments to NASD Rule 22601 that require a broker/dealer to make reasonable
Transparency in the market! Frequent monitoring of naked shorting especially from Citadel who is a Market Maker and Hedge fund which is a conflict of interest. START ENFORCING RULES! MAYBE SEC SHOULD DO THEIR JOBS AND STOP WITH THE PETTY FINES! HEDGEFUNDS AND MARKET MAKERS SHOULD FACE REAL CONSEQUENCES JUST LIKE THE REST OF US NO ONE IS ABOVE THE LAW OR SO I THOUGHT PROOF ME WRONG AND DO YOUR