I believe all individuals willing to invest in publicly traded assets should have complete freedom to invest in whatever investment they deem appropriate for themselves. Especially in a day and age when there is already so much public disclosure and free financial education, one should be able to invest in any public asset he or she believes fits them and their risk profile. These investments
This is my right to trade and invest the leveraged investment, this kind of investments should be available to all public not just the privileged.
It's unnecessary to go through any special process a test before I can invest in public securities like those leveraged funds. I'm really aware of the how the leveraged and inverse funds works and their risk.
Leveraged and inverse
Hello I not regulators, should be able to choose the public investments that are right for me. Public investments should be available to all of the public, not just the privileged. I don't like shorting ETFs so buying long on an inverse ETF is critical for me to be able to make money in bear markets. Same goes for 2x or 3x ETFs. I can enter with smaller lot sizes to receive better payout.
I not regulators should be able to choose the public
investments that are right for me and my family.
Public investments should be available to all of the public,
not just the privileged. Likewise, government should not have the right to force people into investing if they dont want to invest. Who will pay more attention to their own money but the owner.
I shouldn't
I feel I should not have to go through any special process like passing a test before I can invest in public securities, like leverage and inverse funds. I am perfectly capable of understanding leveraged and inverse funds and their associated risks. I do not find it all necessary to have these measures imposed on investors like myself. Leveraged & inverse funds are a very important
I oppose the regulations being considered by the Financial Industry Regulatory Authority. I have the right to choose which public investments I want to invest in. This should not be taken away to benefit only those with high net worth or a privileged few. I do not believe any process needs to be implemented in order to invest in leveraged and inverse funds. I already use them as important
I not regulators should be able to choose the public investments that are right for me and my family.
Public investments should be available to all of the public, not just the privileged.
I shouldn't have to go through any special process like passing a test before I can invest in public securities, such as leveraged and inverse funds. I am capable of understanding leveraged and
I am deeply concerned with proposed increase regulation and oversight of leveraged and inverse funds. I have spent years reviewing and learning about leveraged funds, watched their performance and understand their risks. With careful measures, I have had success using them to increase my portfolio considering in excess of the market (eg SPY). And have steps to cover losses in bear markets. To
MIND YOUR OWN [REDACTION] BUSINESS! I understand and accept the full responsibility of the way I choose to invest. I REFUSE TO TAKE YOURE ASININE TEST! I do not go running to FINRA regulators when things dont go my way, because I am a responsible ADULT! My money, my investment, my responsibility! Inverse funds are an important strategy for my investment Portfolio, as it helps me hedge my risk.
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Executive Summary
The obligation of NASD® members under the Rules of Fair Practice with respect to mutual fund sales practices is a continuing concern of the NASD. The proliferation of new mutual funds and varied fee structures has significantly increased the options available for
