I dont want government control over my private and personal investment.
Thank you, Steve [Freedman] for that introduction. And thank you to Fordham's College of Business Administration for organizing this conference and inviting me to speak. I'd like to acknowledge a good friend, John Tognino, who I know is a highly valued member of the Fordham community.
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Each year, FINRA publishes its Annual Regulatory and Examination Priorities Letter to highlight issues of importance to FINRA's regulatory programs.
Cover Letter From FINRA President and CEO, Robert Cook
January 4, 2017
Today, FINRA is publishing its
2017 Regulatory and
INFORMATIONAL
Continuing Education
SUGGESTED ROUTING
KEY TOPICS
Continuing Education
Legal & Compliance
Registration
Senior Management
Continuing Education
Firm Element
Executive Summary
The Securities Industry/Regulatory Council on Continuing Education (Council) has issued the annual Firm Element Advisory, a
Get the [REDACTED] out of our private personal businessBIDEN/Obama get out NOW
My accounts are mine and mine alone. The government should not be meddling in private affairs and accounts.
As a private investor I feel we should be allowed to invest in what ever we want to.
Government regulators should not be allowed to dictate how private citizens invest their own money.
Return to the US Constitution and make money private again instead of the central bank controlled fiat fraud.
The (American) Govt has no business holding my hand/influencing or regulating the private financial decisions of any individual.....Period.
