To whom it may concern I use inverse etfs to protect my downside when the institutions decide to tank the market u should be taking a closer look at the institutions that control the market I have the right to protect myself when they do this I use a very small portion of my cash I don't take risks I can't do anything about my mutuals that they crush when they tank the market unless I
Hi FINRA Committee Members, I don't believe it is fair that you are trying to regulate leveraged and inverse funds. I understand the risks in using them, and have used them successfully in the past. I find them to be easier trading vehicles than using options and I use them as a way to keep my portfolio hedged and to play short term swing trades during uncertain times. If others don't
Leveraged ETFs and inverse ETFs give individual investors reliable tools with which to hedge against market downturns. The leverage on the short side for inverse ETFs allows them to hold a smaller position against existing longer-term holdings as a hedge in the same manner that professionals use futures to achieve the same goal. On the long side, they allow investors to participate in market
I totally reject the government restricting my access to investment products that are properly and transparently marketed and regulated with regards to their upside and downside risks. I totally reject any attempts of the government to extend any exclusion of public markets to exacerbate the wealth disparity we already have. Please spend your time and our taxpayer money on the following: #
It feels like all these additional hurdles and restrictions are being considered to benefit the larger hedge funds and money managers and restrict individual investors from access. I have always been able to choose the type of investments that are right for me and my family, I understand the risks as well as benefits to investing. I am an adult and would like to continue the freedom of choice in
I have been investing in leveraged and inversed funds, as one of my strategies, for over twenty years and have a very good understanding of my investments. Now, with your proposed rule, you are taking away my freedom to select how I invest in a well respected investment selection. If you want to control, which you seem to want to do, go after crypto, because it is going to cost investors big time
I strongly oppose the proposed FINRA regulation that would restrict my ability to easily invest in public securities that FINRA deems "complex products" such as leveraged and inverse funds. I am capable of understanding the risk issues related to these investments and I don't need any nanny state to "protect" me from making bad choices. I use such investments, which are a
For the period of 6/1/2025 through 6/30/2025AARQ SECURITIESARQ SECURITIESNAME CHANGED TO: LIQUIDITY.IO, LLCARQ SECURITIESLIQUIDITY.IO, LLCNEW NAME OF: ARQ SECURITIESBBLUE QUARTZ INVEBLUE QUARTZ INVESTMENTS6424 DASH POINT BLVD NE, TACOMA, WA 98422ADMITTEDBRIDGEWAY SECURIBRIDGEWAY SECURITIES1 CHISHOLM TRAIL RD, SUITE 450, ROUND ROCK, TX 78681ADMITTEDCCAPTIVEX SECURITCAPTIVEX SECURITIES LLC67 HOLLY
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Portfolio Resources Group, Inc. appreciates the opportunity to comment on Regulatory Notice 22-08 published by the Financial Industry Regulatory Authority (FINRA). We support FINRAs investor protection mission and commend FINRA for reminding members of their current regulatory obligations. However, we are deeply concerned that FINRA is considering a series of radical and unprecedented regulations
