I should be allowed to invest freely into projects that I see financially beneficial and not be locked out of the real gains because of some ridiculous rule that states I'm not eligible because I don't have enough money. That reasoning was forced into law to keep people from bettering their selves and goes against everything America was supposedly founded on. I will echo this
INFORMATIONAL
Weighted Average And Special Pricing Formula Trades
Effective Date: July 17, 2000
SUGGESTED ROUTING
KEY TOPICS
Legal & Compliance
Trading & Market Making
Training
Transaction Reporting
Executive Summary
On May 31, 2000, the Securities and Exchange Commission (SEC) approved changes to National Association of Securities Dealers, Inc. (
Boston Stock Exchange (BSE) specialists effecting transactions in NYSE securities through ECNs, or Nasdaq securities through the UTP Plan, from terminals located on the floor of the BSE, are effecting transactions on the floor of the BSE for purposes of NASD Rules 1032(f) and 1060.<br/>
(a) U.S. Hearing Location
(1) The Director will decide which of FINRA's hearing locations will be the hearing location for the arbitration. In cases involving an associated person, the Director will generally select the hearing location closest to where the associated person was employed at the time of the events giving rise to the dispute, unless the hearing location closest to the
[REDACTED] Instead of holding naked short sellers accountable, or exposing crime in dark pools, or punishing the racketeering and fraud running rampant on Wall Street, you [REDACTED] who claim to operate as a regulatory agency have conceived a plot [REDACTED] retail traders instead. Because you [REDACTED] think the little people shouldn't be able to invest in stocks that your supposedly
If there is one way I can make up my losses, is thru leveraged ETFs. Please stop this madness. Traders are smart enough to read and educate themselves before buying leveraged or inverse ETFs, including myself. If you like to help the traders, here is something much more important you can do: Make our funds available right away after each transaction and/or at least within the hour. In this age of
Order entry personnel are not required to register under Series 55 as equity traders based solely on the fact that they enter orders into routing systems, which send the orders to clearing firms for execution. Also, not all persons to whom equity traders report need to be Series 55 registered.<br/>
I am opposed to the proposed rules adding restrictions on purchases of leveraged investment products for individual investors. Individual investors should have the ability to choose what strategies to utilize and the equities they purchase. Investing with leveraged and inverse ETFs provides me the ability to take advantage of market movement and sector activity without risk of concentrating into
Comments: To: FINRA,
I have been an active trader for many years using Leveraged and Inverse (L&amp;I) Funds fairly successfully. I understand their limitations and risks from various literature/warnings and from my own experience. I strongly suggest that investors and brokerage firms do not need additional regulations to effectively use L&amp;I Funds. This would only make these
Why would you be taking our ability to invest in leveraged funds away from us? Ive been investing for over 40 years and regularly use these types of funds as hedges against certain events.
Perhaps turn your efforts against the Wall Street market makers and movers who unfairly manipulate the market with dark pools and paper shorts that never have to be made good on by actually delivering instead
