2008 Ape so strap in. There isn't enough space to cover everything so let me summarize: For every crime someone, say, making more or less than $200k in the market, be it collusion, insider trading, fraud, or what have you, committed and was jailed for, is evenly handed UP to those making more than $1mil to $2 BILLION more or less in the market. (That can be made easier by) *ban and make
Every investor in America relies on one thing: fair financial markets. To protect investors and ensure the market’s integrity, FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY is a not-for-profit organization that oversees U.S. broker-dealers. We work every day to ensure that everyone can participate in the market with confidence.
SummaryFor the past several years, FINRA has encouraged firms to keep their risk monitoring analyst informed if the firm, or its associated persons or affiliates, engaged, or intended to engage, in activities related to digital assets, including digital assets that are non-securities.1 FINRA appreciates members’ cooperation with this request and is encouraging firms to continue to keep
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As with any new technology, quantum computing brings with it both opportunities as well as risks. Quantum computing may have a profound impact on the securities industry, whether for larger and more well-resourced firms seeking to leverage quantum advantage or for firms of all sizes preparing to defend against attacks on present-day cryptography. In this context, market participants must consider
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LAST VOTING DATE IS JUNE 20, 1983
The National Association of Securities Dealers, Inc. (the "Association") is submitting for membership vote a proposed new section of the Rules of Fair Practice which, if adopted, would replace the current Interpretation of the Board of Governors — Review of Corporate Financing
Dear FINRA regulators,
Private investors should have the right to choose to invest in funds that are a good fit for their investment objectives. It is unfair to eliminate the ability to invest in leveraged funds for the investing public, especially since many of these funds have a proven track record of protecting investment portfolios when used the right way.
If an investor chooses to be
Industry Governor (Large Firm Representative)Chief Operating Officer, Raymond James Financial Governor Since 2023Committees: Conflicts Committee (Chair), Executive Committee (Chair), Finance, Operations & Technology Committee, Regulatory Policy Committee (ex officio)Professional ExperienceRaymond James Financial Chief Operating Officer (2024 – present)President –
Comments:please keep trading for this ETFS for private traders.
This is not fair for private investors to hedge market volatility
