I WHOLEHEARTEDLY OPPOSE RESTRICTIONS TO MY RIGHT TO INVEST! This is absurd, I should have the right to invest my money the way I see fit without the interference of any kind of regulators. Public investing should be made available to the public, not just the privileged. This is completely biased and would affect people of color and other minorities! I shouldnt have to go through a special
I oppose restrictions to my right to invest in public investments. I not regulators should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public, not just the privileged. I shouldn't have to go through any special process like passing a test before I can invest in public securities, including cryptocurrency
Financial Industry Regulatory Authority (FINRA) is currently considering regulation, which will restrict our rights to buy leveraged and inverse funds and dozens of other popular investments deemed to be complex. I wholeheartedly disapprove this type of regulation, as it could adversely affect market sentiment by only allowing a select few to take advantage of these leveraged and inverse funds
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 1010 (Electronic Filing Requirements for Uniform Forms) to permit firms to file a Form U4 (Uniform Application for Securities Industry Registration or Transfer) based on an electronically signed copy of the form.  
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to extend the expiration date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps) to September 1, 2021. FINRA Rule 0180 temporarily limits, with certain exceptions, the application of FINRA rules with respect to
To whom this may concern, We the people want you to hold short sellers and hedge funds accountable. There is blatant market manipulation going on which effects millions of people across the globe. The dark pools should be abolished. We need visible transparency in the market for fair and honest practice which is preached but not practiced. The growth in interest of retail investment should be an
An exemption is granted based on the following considerations. First, you have represented that Name, prior to being hired by the Firm, was not engaged in the solicitation of municipal securities business, as defined in the Rule. Second, you have represented that the Firm has a long relationship as an underwriter of municipal securities for the State and State agencies, and neither the hiring of Name nor his Contribution was necessary to obtain municipal securities business from such issuers. Third, the Firm has agreed to institute preventive information barriers to help avoid the potential for conflicting interests to exist and be used, or appear to be used, by the Firm or Name to obtain municipal securities business or compensation or other financial benefits related to such business.
I am fully aware of the risks and dangers of leveraged funds. I value the freedom to chose the public investments that I deem correct. I use these funds sparingly to mitigate risk or to correct an obvious to me, imbalance. I am strongly opposed to government regulation of free participation in these investment vehicles which have a way of teaching harsh lessons to the foolish. And hedged great
Leveraged and inverse funds are crucial to everyday retail market participants for investment strategies, and provide a means to keep up with shifts in the marketplace. Their availability finally evens the playing-field between professional entities or computer algorithms, and the general investment public, and to restrict individuals from availing of them would be contrary to the public good. I
To restrict small investors from trading is a crime in itself. As a disabled veteran, I would be greatly shamed to see these actions go through and see millions of people in my salary scale be unable to invest in Proshares products. Please do not do this, Let Americans trade at their own discretion. I (and my fellow investors) are more than capable of understanding how leveraged/inverse funds
