Proposed Rule Change Relating to FINRA’s Trading Activity Fee Rate for Transactions in Covered Equity Securities
Proposed Rule Change to Delay the Implementation Date of the Trade Reporting Amendments Approved Pursuant to SR-FINRA-2013-050
Proposed Rule Change to Update Cross-References and Make Other Non-Substantive Changes Within FINRA Rules and By-Laws
Dear FINRA,
The recent democratization of investing, manifest in the rise of the retail investor, ability to trade fractions of shares, and the ability for retail investors to invest in a variety of financial instruments, has offered middle and low income people the greatest opportunity to save, invest, and build wealth. We cannot take steps back when it comes to giving people the liberty to
The United States was founded on freedom and that is what continues to make us the best country in the world - the country that everyone else in the world wants to be a part of! With freedom comes responsibility. Responsibility for its citizens to make their own choices about what they do for a living, what they eat, how they invest. Do we make bad choices? yes, sometimes! But we also make
Proposed Rule Change to Amend FINRA Rule 4512 (Customer Account Information)
Ive been trading leveraged ETFs for over 18 months. To me it seems that you would do more harm to stop a self-directed traders ability to continue while they already have investment in the product. I could go on and on. But I will just say stopping someone especially in a bear market does not give them a chance to use leverage funds to make profit over the long term. That isnt right. You would
Proposed Rule Change to Provide Additional Time to Report Certain Reportable TRACE Transactions and Waive Certain Transaction Reporting Fees
Proposed Rule Change to Provide a Process for an Expedited Proceeding and Adopt a Rule to Prohibit Disruptive Quoting and Trading Activity
A diversified portfolio tends to be harder to achieve than simply following the mantra to avoid putting all of your investment eggs in one basket. This basic strategy can help, but it is often not enough to avoid concentration risk—the risk of amplified losses that may occur from having a large portion of your holdings in a particular investment, asset class or market segment relative to your overall portfolio. Learn more about concentration risk and read tips on how to manage it.
