Comments: I am a private investor that has been trading leveraged funds (Rydex then ETF's) for over 20 years and do not want this taken away from me. Thanks-Steven
I am a independent and private investor. I am
highly against the proposed legislation that would limit where I can invest my hard earned money.
I will be watching this issue closely.
Levered ETFs is the only way average Americans can get private equity like returns that the rich are availed.
People are smart enough to make their own investment decisions!
Request that you do not restrict private investors from trading inverse and leveraged ETFs and funds as they may level the playing field with banks, hedge funds and market makers.
Qualification Examinations Restructuring
Regulatory Notice
Notice Type
Request for Comment
Referenced Rules & Notices
FINRA Rule 8310
NASD Rule 1031
NASD Rule 1032
NASD Rule 1070
Suggested Routing
Compliance
Legal
Operations
Registration
Senior Management
Training
Key Topics
Central Registration
SUGGESTED ROUTING*
Senior Management
Corporate Finance
Legal & Compliance
Syndicate
Training
*These are suggested departments only. Others may be appropriate for your firm.
MAIL VOTE
EXECUTIVE SUMMARY
NASD members are invited to vote on a proposed Corporate Financing Rule (the "Rule") that, if adopted, would replace the
FINRA Requests Comments on Proposed New Rules Governing Communications with the Public
It is very important for private investors to have access to leveraged funds to be able to hedge better market swings, and as well being able to grow smaller portfolios over the long term
Stop meddling in private business. Our government has made.a mess of our country .by doing things just like this and we,the citizens of the U.S., are sick of regulations that are not in the interests of the people.
Have you ever wondered who protects investors—and how? FINRA, the Financial Industry Regulatory Authority, is a not-for-profit organization authorized under the federal securities laws and registered with the Securities and Exchange Commission (SEC). Alongside the SEC, FINRA oversees U.S. member broker-dealers and their personnel, including individuals who recommend or sell securities products to the public. FINRA’s mission is protecting the investor and ensuring the integrity of our country’s securities markets.
