Displaying 6361 - 6370 of 8299 Results
Notice To Members 88-41
TO: All NASD Members and Municipal Securities Bank Dealers FROM: All Operations Personnel Securities markets and the NASDAQ System will be closed on Monday, July 4, 1988, in observance of Independence Day. "Regular way" transactions made on the business days noted below will be subject to the following schedule. Trade Date-Settlement Date Schedule For "Regular Way"
Notice To Members 88-36
TO: All NASD Members and Municipal Securities Bank Dealers ATTN: All Operations Personnel Securities markets and the NASDAQ System will be closed on Monday, May 30, 1988, in observance of Memorial Day. "Regular way" transactions made on the business days noted below will be subject to the following schedule; Trade Date-Settlement Date Schedule For "Regular Way" Transactions
Notice To Members 88-21
TO: All NASD Members and Municipal Securities Bank Dealers ATTN: All Operations Personnel Securities markets and the NASDAQ System will be closed on Good Friday, April 1, 1988. "Regular way" transactions made on the business days immediately preceding that day will be subject to the following schedule: Trade Date-Settlement Date Schedule For "Regular Way" Transactions Trade
Notice To Members 87-56
TO: All NASD Members and Municipal Securities Bank Dealers FROM: All Operations Personnel Securities markets and the NASDAQ System will be closed on Monday, September 7, 1987, in observance of Labor Day. "Regular way" transactions made on the business days noted below will be subject to the following schedule. Trade Date-Settlement Date Schedule For "Regular Way" Transactions
Notice To Members 87-38
TO: All NASD Members and Municipal Securities Bank Dealers FROM: All Operations Personnel Securities markets and the NASDAQ System will be closed on Friday, July 3, 1987, in observance of Independence Day. "Regular way" transactions made on the business days noted below will be subject to the following schedule. Trade Date-Settlement Date Schedule For "Regular Way"
Notice To Members 87-28
TO: All NASD Members and Municipal Securities Bank Dealers ATTN: All Operations Personnel Securities markets and the NASDAQ System will be closed on Monday, May 25, 1987, in observance of Memorial Day. "Regular way" transactions made on the business days noted below will be subject to the following schedule. Trade Date-Settlement Date Schedule For "Regular Way" Transactions
Notice To Members 87-18
TO: All NASD Members and Municipal Securities Bank Dealers ATTN: All Operations Personnel Securities markets and the NASDAQ System will be closed on Good Friday, April 17, 1987. "Regular way" transactions made on the business days immediately preceding that day will be subject to the following schedule. Trade Date-Settlement Date Schedule For "Regular Way" Transactions
Notice To Members 89-67
SUGGESTED ROUTING* Senior Management Internal Audit Operations Trading *These are suggested departments only. Others may be appropriate for your firm. On June 30, 1988, the maximum SOES order size for all NASDAQ National Market securities was established as follows: A 1,000-share
Notice To Members 86-37
TO: All NASD Members and Municipal Securities Bank Dealers ATTN: All Operations Personnel Securities markets and the NASDAQ System will be closed on Monday, May 26, 1986, in observance of Memorial Day. "Regular-way" transactions made on the business days noted below will be subject to the following schedule. Trade Date-Settlement Date Schedule For "Regular-Way" Transactions
TRACE Reporting of Transactions in U.S. Treasury Securities: Demonstration of Forms
On-Demand Recording: Phone-In Workshop and WebEx Presentation; Original Program Date: April 6, 2017