The United States was founded on freedom and that is what continues to make us the best country in the world - the country that everyone else in the world wants to be a part of! With freedom comes responsibility. Responsibility for its citizens to make their own choices about what they do for a living, what they eat, how they invest. Do we make bad choices? yes, sometimes! But we also make
Proposed Rule Change to Adopt FINRA Rule 0180 (Application of Rules to Security-Based Swaps)
Dear FINRA officers: I am a small individual stock/ETF investor, and I would like to share my opinion with you about the opportunities to trade ETFs, including those leverage and inverse funds such as my favorites: TQQQ and SQQQ, etc. Both of my funds and experiences are limited, but I still benefited from trading ETFs in the market. I understand the risks it may involve in trading, and I don
Proposed Rule Change to Amend the Codes of Arbitration Procedure Relating to Cancelling or Postponing a Hearing
Ive been trading leveraged ETFs for over 18 months. To me it seems that you would do more harm to stop a self-directed traders ability to continue while they already have investment in the product. I could go on and on. But I will just say stopping someone especially in a bear market does not give them a chance to use leverage funds to make profit over the long term. That isnt right. You would
The National Adjudicatory Council (NAC) Revises the Sanction Guidelines Related to Misrepresentations and Suitability
We should be able to find and invest in what is best for us and our families. We shouldn't have to go through any type of special process Or take any type of test before being able to invest in what we feel is best . We are fully capable of understanding our investments and the risks involved. This is supposed to be a free county to choose what is in the best interest of us and our families
Proposed Rule Change Relating to Options Exercise Procedures
Proposed Rule Change to Extend the Effective Date of the Trading Pause Pilot
Financial Industry Regulatory Authority, Inc. ("FINRA") (f/k/a National Association of Securities Dealers, Inc. ("NASD")) is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Rule 3210 (Short Sale Delivery Requirements) in light of the amendments to Rule 203 of Regulation SHO under the Act.
