The private investors should be able to choose the investments he desires to buy in the service of building wealth for his family.
I have used leveraged and inverse funds to great success in hedging my bets against the changing investment landscape.
SummaryFINRA, as a self-regulatory organization, is informed by and benefits from engagement with and the expertise of our member firms, investors, and other interested parties on regulatory and policy initiatives related to FINRA’s mission of promoting market integrity and investor protection.The purpose of this Notice is to promote and provide an overview of the various opportunities for
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On July 11, 1995, the Securities and Exchange Commission (SEC) approved amendments to Article III, Section 34 of the NASD Rules of Fair Practice to exclude initial placements and secondary market transactions in direct participation program (DPP) securities that are listed or for
hello, i invest regularly, daily, and am a private investor, to gain income and retirement income, i do not want limitations put on the system i use currently. i currently use leveraged and inverse systems/funds in my portfolio,, thank you for your consideration.
The Books and Records topic of the 2024 FINRA Annual Regulatory Oversight Report (the Report) informs member firms’ compliance programs by providing annual insights from FINRA’s ongoing regulatory operations, including (1) regulatory obligations and related considerations, (2) findings and effective practices, and (3) additional resources.
The US Government is already much too far reaching with its regulations. More and more and more are added every year. Stop interfering in everyone's lives with your over-regulatory zealousness! Stay out of private citizens business! You're not our mother!
This proposal is an example of the excessive paternalism and unwanted protection from all ills that we are seeing imposed on too many of our private actions and decisions. Please put your resources into fighting fraud rather than the legal behavior of sovereign citizens.
FINRA Reminds Firms of Their Obligations Under SEC Rule 15c2-11(a)(4)
I believe any attempt to restrict/regulate this kind of investing is insulting and must be stopped. If Im old enough to earn the money I invest, I should remain completely free to invest it how ever I want. Keep the government out of my private financial decision making!
Let us continue to enjoy and continue to invest freely, just as dark monies and private donations run campaigns, as unbelievable as it sounds, seeing the negative consequences we suffer under now. Don't mess with ANYTHING else because you're afraid of DJT.
