I consider the proposed restrictions for individual investors to trade leveraged ETF's to be an egregious attack on my personal freedom. I do not need another Big Brother interfering to protect me from any perceived risk to my financial security. I am fully aware of the risk and use these instruments to hedge and protect myself from loses. The prospectus for every fund that I have
Proposed Rule Change Relating to Waiver and Credit of Certain FINRA/Nasdaq Trade Reporting Facility and OTC Reporting Facility Fees
SR-FINRA-2008-042 - Financial Industry Regulatory Authority, Inc. ("FINRA") (f/k/a National Association of Securities Dealers, Inc. ("NASD")) is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to codify FINRA's interpretation of the portfolio margin program set forth in NASD Rule 2520(g) and Incorporated NYSE Rule 431(g) regarding (1) monitoring concentrated equity positions and (2) timing of day trading margin calls.
SR-FINRA-2008-037 - Proposed Rule Change to Amend NASD Rule 11890 (Clearly Erroneous Transactions)
Neutral Corner - February 2007
Proposed Rule Change to Extend to November 30, 2010, the Implementation of FINRA Rule 4240 (Margin Requirements for Credit Default Swaps)
Comments: My name is Maurice Edwards, and I have been using L&I investment vehicles (as well as other complex products like options) for many years and I don't want my financial opportunities to be regulated away. I spent the time picking up the knowledge and experience to use these assets, and after all that my outcomes are to my liking. My brokerage provides free and high quality
Proposed Rule Change to Adopt FINRA Rule 2232 (Customer Confirmations) in the Consolidated FINRA Rulebook
Proposed Rule Change to Amend Rule 6730 of the Trade Reporting and Compliance Engine (TRACE) Rules
FINRA-2008-013 - Proposed Rule Change to Amend Rule 2220 to Update the Standards for Options Communications
