NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to extend retroactively to December 16, 2006, and prospectively through December 15, 2007, the pilot effectiveness of Rule 5100 (Short Sale Rule). NASD is also seeking to extend the pilot effectiveness of the penny ($0.01) legal short sale standard contained in
Hi. remove the loop to ftd plus naked reset on propose for ever https://theintercept.com/2016/09/24/naked-shorts-cant-stay-naked-forever/
This is a non-issue that no one is asking you to solve. Instead of limiting the freedom of "the little guy" perhaps first solve the actual, market-threatening issues of naked shortselling by hedgefunds.
We need transparency in the market, the more reporting by institutions the better. Illegal naked shooting needs to be stopped.
We no there is a problem with the illegal naked Shorty in the markets please do something. Thank you Sincerely- Chris Siebeneicher
March 1, 2010
Dear Executive Representative:
FINRA is issuing its 2010 annual examination priorities letter to highlight new and existing areas of significance to FINRA's examination program for the year. This year's annual letter goes beyond the focus of FINRA's Market Regulation and Member Regulation Departments to also include topics that are of heightened importance to the
The NASD, through its wholly owned subsidiary, NASD Regulation, Inc., has filed with the SEC a proposed rule change to Rules 2520 and 2522 that will revise the margin requirements to: (1) expand the types of short options positions that would be considered "covered" in a cash account, specifically, certain short positions that are components of limited risk spread strategies, provided
Dont you see whats going on with AMC and GME stocks? Naked shares, price manipulation etc! Mostly by Citadel! Do your job! We had enough!
No individual or entity should be able to create naked shares to the tune of 200% of the float. Also THE T-35 for fail to deliver Needs to be reduced. To 2 days. Like all trades do. FIX THE RIGGED SYSTEM.
