These rule changes are long overdue - public faith in equity markets represent a vital economic and strategic strength of the US and our position in global finance. There will be specific firms that lobby to oppose these rules for their own selfish near term purposes - but they are ultimately short sighted and against the public interest. Tens of millions of Americans rely on equity markets now
Dear FINRA:
As a systematic strategy, I have incorporated leveraged ETFs in my portfolio for the last six years. The strategy is mathematical and I follow an algorithm that determines when to buy or sell. I have use the strategy since 1989. It works and I am well-versed with the methods. I firmly believe that I should be able to choose the investment products that are key to my plan. Not a third-
I am an ultra high net worth investor. UPRO is an important part of my investing future. It is my dream to leave money to future generations. UPRO is an important part of my charitable giving. I plan to hold UPRO for the remainder of my life. I am a long-term investor. I understand volatility. I have held UPRO for eight years. It goes up and down. I have achieved a 28.5% CAGR by holding and not
I vehemently oppose the inflingement on my right to invest in public investments in this county. I am a proud immigrant and worked very hard to get here legally and earn my status in this society by working HARD. I have a family with 3 small children and WE should be able to choose where we want our hard earned assets to be invested. Not only the privileged should be having access to the free
Leveraged funds are critical to my investment strategies. Yes, I have lost money at times, but I understand the risks. A risk I can't plan for is regulation taking away my ability to make the right choice for me and my investment goals and risk appetite.
I think every investor should be allowed to invest in the securities they wish to -- regardless of their net worth.
As a responsible
Anyone capable of understanding what a stock or bond is, is more than capable of understanding 3x daily leverage on a product.
Leveraged ETFs are a valuable tool for responsible investors and are integral to mine and many others' financial planning.
More importantly, the fund websites already have lengthy disclosures regarding the risks of levered instruments. If someone is going to
I was notified of attempts by the ministry of security and exchange to pass new regulations disallowing retail investors from investing in leveraged and inverse funds. Thank you for this important communication on where you expect to steer the market.
I use inverse funds for the express purpose of hedging against market manipulators attempting to lower stock values at the expense of retail
Comments: To whom it may concern . My broker keeps me very informed of the risks that ETF holds . Unless you are going to come into the common peoples lives and rule how we manage our private money, whether that is gambling , drinking , excessive buying or saving, then you need to stay out of how I do my own stocks . ETF etc are my right to pick and choose . Not your right to say who or what I
Year 2000 Countdown
As 1999 winds down, Year 2000 issues will receive increased focus as public attention to these issues increase and companies in virtually every industry accelerate efforts to meet Year 2000 compliance deadlines. During this critical period, the securities industry will heighten its focus on regulatory compliance, investor communication, Year 2000 testing, and contingency
In many cases, an unforeseen emergency can derail your financial plans. However, there are steps you can take to soften the impact of an unexpected hit to your finances. Here are a few tips on how to prepare for and survive financial hardships.
