The multi-week period following the end of each quarter when most public companies release their earnings reports is known as earnings season. Wall Street analysts, financial media and investors often eagerly anticipate reports from many major firms during earnings season and monitor how they might impact individual stocks and economy-wide narratives.
Regarding section D. "Information on Allocations of Fail-to-Deliver Positions" in the sections marked as "Identify of correspondent firm" and "Amount allocated to correspondent firm (number of shares). I believe that what constitutes a "Correspondent firm" and who this refers to exactly need to be more accurately defined in order to avoid misreporting or
ACTION REQUESTED
Expungement
Comment Period Expired December 31, 2001
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Expungement
Executive Summary
The
At FINRA, we’ve built a framework and cultivated a mindset, a culture for innovation and collaboration. It not only helps ensure the securities industry follows the rules, but also it empowers our employees with projects, programs, and opportunities so they can be the best version of themselves. That allows them to build, grow, and shape their career as they protect investors.
Createathon, our
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Christmas Day And New Year's Day: Trade Date — Settlement Date Schedule
The Nasdaq Stock MarketSM and the securities exchanges will be closed on Thursday, December 25, 1997, in observance of Christmas Day, and Thursday, January 1, 1998, in
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As of August 22, 1997, the following bonds were added to the Fixed Income Pricing System (FIPSSM).
Symbol
Name
Coupon
Maturity
BOR.GB
Borg-Warner Security Corp
9.625
03/15/07
FNWH.GA
First Nationwide Holdings Inc
SUGGESTED ROUTING
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As of June 20, 1997, the following bonds were added to the Fixed Income
SUGGESTED ROUTING
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As of April 24,1997,the following bonds were added to the Fixed Income Pricing SystemSM (FIPSSM).
Symbol
Name
Coupon
Maturity
OIL.GC
Triton Energy Corp
8.750
4/15/02
OIL.GD
Triton Energy Corp
9.250
4/15/05
MAT.GA
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As of December 23, 1996, the following bonds were added to the Fixed Income
Suggested Routing
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Corporate Finance
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As of May 30, 1996, the following bonds were added to the Fixed Income Pricing System (FIPSSM).
Symbol
Name
Coupon
Maturity
FDB.GA
Foodbrands American Inc
10.750
5/15/06
LOEH.GA
Loehmanns Inc New
11.875
5/15/03
CRBR.GB
Chancellor Radio Broadcasting Co
12
