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Comments: stop interrupting the retail trader. Just leave the leverage ETFs alone ! Thank you
Comments: leave the Leverage ETFs alone !
Comments: stop interrupting the retail trader. Just leave the leverage ETFs alone ! Thank you
Comments: do not remove the 2x,3x,-1.5 ,2x,-x3 form the market all youre gonna do is disrupt the market unless thats what your plan .. Keep tqqq sqqq qid qld UVXy .long live the economy!
Intelligence means different things to different people. But for FINRA, at its most basic, it is the actionable information that allows employees, from an organization’s senior executives to its examiners or investigators, to make informed decisions. On this episode, we sit down to learn about FINRA’s new Financial Intelligence Unit, and how it is looking to transform how FINRA takes in, analyzes, and shares data.
FINRA, the SEC and CFTC Issue Joint Advisory on Business Continuity Planning
SEC Approves Amendments to FINRA’s Short-Interest Reporting Rule
WASHINGTON—FINRA announced today that it has ordered Stifel, Nicolaus & Company, Incorporated to pay approximately $1.9 million in restitution, plus interest, to more than 1,700 customers in connection with early rollovers of Unit Investment Trusts (UITs). FINRA also fined the firm $1.75 million for providing inaccurate information to customers related to rollover costs incurred, and for
Comment Period Expires: February 16, 1998
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Executive Summary
On December 11, 1997, the National Association of Securities Dealers, Inc. (NASD®) Board of Governors approved the solicitation of comment on a proposed rule that would amend Rule 6530 to limit quotations on the OTC