Displaying 8001 - 8010 of 9457 Results
8100. GENERAL PROVISIONS
8000. INVESTIGATIONS AND SANCTIONS
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7500. CHARGES FOR ALTERNATIVE DISPLAY FACILITY SERVICES AND EQUIPMENT
11890. Clearly Erroneous Transactions
11800. CLOSE-OUT PROCEDURES
11000. UNIFORM PRACTICE CODE
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9900. RESTRICTIONS ON FORMER FINRA OFFICERS AND EMPLOYEES; NONPUBLIC INFORMATION
14000. CODE OF MEDIATION PROCEDURE
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7000. CLEARING, TRANSACTION AND ORDER DATA REQUIREMENTS, AND FACILITY CHARGES
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Regulatory Notice 12-45
Guidance to Members Affected by Hurricane Sandy