I'm blessed to have been able to invest in many of the investments at risk of being able to invest in complex securities. This year with the public stock markets in a bear market my investments in interval funds, non-traded REITS, volatility linked ETFs and hedge funds have offset the risk of owning stocks. Limiting these investments further by imposing test requirements, net worth
FINRA has delayed the launch for the expansion of summary data relating to over-the-counter (OTC) equity trading that FINRA publishes on its website. The revised date for this information to become available will be Monday, December 2, 2019.
Beginning on December 2, 2019, FINRA will provide:
new monthly aggregate block-size trading data for OTC trades in NMS stocks executed outside an
Just as many others are upset, I'd just like to say I'm very disappointed with how the corruption in the stock market is being handled, there are many people who are not getting the money they earned by participating in stock exchange because of constant market manipulation, and despite so much evidence of these malicious practices, hedge funds are allowed to continue scott free.
An investment's performance is more than just the amount a stock, bond or mutual fund has appreciated since you bought it. If you want to make informed investment decisions, you should learn how to calculate your return on investment, or ROI.
It is due time that we make the stock market more transparent for all investors. Dark pools used to hide buying pressure on stocks and shorting them on the open market is manipulation. We need to do away with dark pools all together and also have a means to know exact short interest other than " Self Report data" .
I lost over $100,000. To stock symbol GTEH because of the tremendous amount of short selling mostly by some market maker called CDEL out of Chicago. The CEO of GTEH has grossly diluted the GTEH stock. Can you please research this and put an end to it on behalf of the 1000 s of GTEH Shareholders, we collectively have lost over 90% .
(a) Definition of Due-Bills
The term "due-bill" as used in this Rule means an instrument employed for the purpose of evidencing the transfer of title to any security or rights pertaining to any security contracted for or evidencing the obligation of a seller to deliver such to a subsequent purchaser. A due-bill shall not be transferable or assignable by the purchaser.
(b)
ACTION REQUESTED
Intermarket Surveillance Group1
SUGGESTED ROUTING
KEY TOPICS
Legal & Compliance
Operations
Senior Management
Blue Sheets
Executive Summary
This Notice to Members reminds member firms that by March 31,
2006, they must complete validation of certain data fields that
firms submit to the Electronic Blue Sheet (EBS) System, as directed
in Notice to Members 05
I strongly oppose your these unnecessary regulations on inverse and leveraged etf's. Today's investors are very well informed of these and similar investment vehicles and we do not need your meddling in our choices!
You should be looking into ways to better regulate news driven, high speed algorithmic trading where computers key in on pre programed key phrases and can spike or
I am a sophisticated investor with 45 years experience in investing in the stock market I have mutual funds, bond funds, and stocks in my portfolio. It is an investment built over the years to its current value of 2.2 million dollars. I could net have done this without the Leveraged funds I have invested in. I use the them as a long term investment and I use the inverse funds like TQQQ as a
