2011 Holiday Trade Date, Settlement Date and Margin Extensions Schedule
Notice of FINRA District Committee Elections and Ballots
Securities Industry/Regulatory Council on Continuing Education Issues Firm Element Advisory Update
Summary
On May 16, 2022, FINRA announced via Election Notice 05/16/22 upcoming elections to fill one Small Firm Governor seat and one Large Firm Governor seat on the FINRA Board of Governors (FINRA Board).
The Large Firm Governor nominee, Christopher W. Flint, has changed firm affiliations and no longer qualifies to run for reelection to the FINRA Board. FINRA’s Nominating & Governance
Good morning. Thank you for that introduction Louise [Guarneri], and thank you for inviting me to speak this morning.
FINRA is providing the following schedule to assist member firms and reduce the number of Federal Reserve Board Regulation T and Securities Exchange Act Regulation 15c3-3 extensions denied around holidays. "Regular way" transactions made on the business days noted below will be subject to the following schedule.
Questions regarding this Notice should be directed to
Debra German,
Upcoming Election to Fill FINRA District Committee Vacancies
Trade Reporting Notice - 8/14/08 - Trade Reporting Frequently Asked Questions
Testimony Before the Committee on Financial Services
