Executive Summary
The annual meeting of FINRA firms will take place on or about Tuesday, August 22, 2017, to elect one Small Firm Governor, and one Large Firm Governor to the FINRA Board of Governors (FINRA Board). A formal notice of the meeting, including the precise date, time and location, will be mailed to executive representatives on or about July 21, 2017.
Eligible individuals who have
Extension of Current Rate for Fees Paid Under Section 31of the Exchange Act
Notice of Contested Election and Ballot for Small Firm National Adjudicatory Council Member Seat
FINRA Notice of Contested Election and Ballots for Small Firm NAC Member Seat
Revised Process for Candidates Whose Primary Language Is Not English to Receive Additional Time to Complete a Qualification Examination or Continuing Education Session
Submission of PAIB Computation in FOCUS Filings; Reporting INSITE Data
