Displaying 34751 - 34760 of 34816 Results
The Trade Reporting and Compliance Engine (TRACE) is the FINRA-developed vehicle that facilitates the mandatory reporting of over-the-counter transactions in eligible fixed income securities. All broker-dealers who are FINRA member firms have an obligation to report transactions in TRACE-eligible securities under an SEC-approved set of rules.
For the period of 2/1/2024 through 2/29/2024#4170 SECURITIES4170 SECURITIES LLC372 WEST ONTARIO STREET, SUITE 400, CHICAGO, IL 60654ADMITTEDAABNER HERRMAN &ABNER HERRMAN & BROCK, LLCJERSEY CITY, NJ, UNITED STATESRESIGNEDASIA PACIFIC FINASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.HAGATNA, GUAM, USARESIGNEDAVATAR SECURITIEAVATAR SECURITIES, LLC148 MADISON AVE, 5TH FLOOR, NEW YORK,
For the period of 3/1/2024 through 3/31/2024#1031 SECURITIES1031 SECURITIES INC.25300 WEST 13 MILE RD, FRANKLIN, MI 48025ADMITTED1031 SECURITIES,1031 SECURITIES, LLCNAME CHANGED TO: 1031 SECURITIES INC.1031 SECURITIES,1031 SECURITIES INC.NEW NAME OF: 1031 SECURITIES, LLCAAINVEST FINANCIAAINVEST FINANCIAL, INC.NAME CHANGED TO: LIGHT HORSE SECURITIES, INCAINVEST FINANCIALIGHT HORSE SECURITIES,
ZANBATO SECURITIES LLC711 / 715 N. SHORELINE BLVD., MOUNTAIN VIEW, CA 94043ZATARA CAPITAL SECURITIES L.P.3 CORPORATE PLAZA DRIVE, SUITE 101, NEWPORT BEACH, CA 92660ZELMAN PARTNERS, LLC27101 EAST OVIATT ROAD, SUITE 14, BAY VILLAGE, OH 44140ZENITH SECURITIES LLC1061 E INDIANTOWN ROAD, SUITE 318, JUPITER, FL 33477ZEUS FINANCIAL, LLC5002 T-REX AVE, SUITE 235, BOCA RATON, FL 33431Mailing Address: 5002
YELLOW CARDINAL CORPORATE FINANCE, LLC9120 UNION CENTRE BLVD, SUITE 200, WEST CHESTER, OH 45069YORK SECURITIES, INC.160 BROADWAY, NEW YORK, NY 10038YORK STOCKBROKERS, INC.575 MADISON AVENUE, SUITE 1006, NEW YORK, NY 10022YOSEMITE EXECUTION PARTNERS INC.409 READ DR., LAFAYETTE, CA 94549YOUNG & PARTNERS LLC535 FIFTH AVENUE, 4TH FLOOR, NEW YORK, NY 10017YOUNG AMERICA CAPITAL, LLC141 EAST
/**/
Download the data
S. GOLDMAN ADVISORS, LLC599 LEXINGTON AVENUE, 35TH FLOOR, NEW YORK, NY 10022S.G. LONG & COMPANY283 WEST FRONT SUITE 302, SUITE 302, MISSOULA, MT 59802-4328Mailing Address: 283 WEST FRONT SUITE 302, MISSOULA, MT 59802-4328S.L. REED & COMPANY11111 SANTA MONICA BOULEVARD, SUITE 1200, LOS ANGELES, CA 90025-3346S2K FINANCIAL LLC5950 HAZELTINE DRIVE, SUITE 305, ORLANDO, FL 32822SABADELL
M FINANCIAL SECURITIES MARKETING, INC.1125 NW COUCH STREET, SUITE 900, PORTLAND, OR 97209M HOLDINGS SECURITIES, INC.1125 N.W. COUCH STREET, SUITE 900, PORTLAND, OR 97209Mailing Address: P.O. BOX 2207, PORTLAND, OR 97208-2207M SHARE CAPITAL LLC200 BRANNAN ST, NO.443, SAN FRANCISCO, CA 94107M STEVENS SECURITIES, LLC100 PACIFICA, SUITE 475, IRVINE, CA 92618M&A CAPITAL HOLDINGS, LLC704
T CAPITAL FUNDING, LLC600 NORTHLAKE BOULEVARD, SUITE 175, ALTAMONTE SPRINGS, FL 32701T&G PRIVATE CAPITAL LLC44 WALL STREET, SUITE 602, NEW YORK, NY 10005T. E. LAIRD SECURITIES, LLC79 OTIS AVENUE, ST. PAUL, MN 55104T. ROWE PRICE INVESTMENT SERVICES, INC.100 E PRATT ST, BALTIMORE, MD 21202T.R. WINSTON & COMPANY, LLC376 MAIN STREET, BEDMINSTER, NJ 07921-2613Mailing Address: P.O. BOX