Changes to List of Broker-Dealer Firms We Regulate

For the period of 5/1/2026 through 5/31/2026

AHC SECURITIES L
AHC SECURITIES LLC
5950 BERKSHIRE LN, SUITE 360, DALLAS, TX 75225
ADMITTED

BANCO DO BRASIL
BANCO DO BRASIL SECURITIES LLC
NAME CHANGED TO: BB SECURITIES

BANCO DO BRASIL
BB SECURITIES
NEW NAME OF: BANCO DO BRASIL SECURITIES LLC

BLV SECURITIES
BLV SECURITIES
NAME CHANGED TO: LOEWEN SECURITIES

BLV SECURITIES
LOEWEN SECURITIES
NEW NAME OF: BLV SECURITIES

CLEARLAKE CAPITA
CLEARLAKE CAPITAL MARKETS, LLC
233 WILSHIRE BLVD, SUITE 800, SANTA MONICA, CA 90401
ADMITTED

CSP SECURITIES,
CSP SECURITIES, LP
DALLAS, TX
RESIGNED

EQUILIBRIUM CAPI
EQUILIBRIUM CAPITAL SERVICES, LLC
NAME CHANGED TO: GSR SECURITIES LLC

EQUILIBRIUM CAPI
GSR SECURITIES LLC
NEW NAME OF: EQUILIBRIUM CAPITAL SERVICES, LLC

FENCHURCH PARTNE
FENCHURCH PARTNERS, LP
NAME CHANGED TO: FENCHURCH PARTNERS LP

FENCHURCH PARTNE
FENCHURCH PARTNERS LP
NEW NAME OF: FENCHURCH PARTNERS, LP

GIGATRADE BROKER
GIGATRADE BROKERAGE, LLC
5532 LILLEHAMMER LANE, SUITE 100, PARK CITY, UT 84098
ADMITTED

GUIDELINE SECURI
GUIDELINE SECURITIES, LLC
NAME CHANGED TO: GUSTO BROKERAGE, LLC

GUIDELINE SECURI
GUSTO BROKERAGE, LLC
NEW NAME OF: GUIDELINE SECURITIES, LLC

MACCABEES SECURI
MACCABEES SECURITIES LLC
365 TONI STONE CROSSING, SUITE 206, SAN FRANCISCO, CA 94158
MAILING ADDRESS: ONE LOWENSTEIN DRIVE, ROSELAND, NJ 07068
ADMITTED

MCMG CAPITAL ADV
MCMG CAPITAL ADVISORS, INC.
RICHMOND, VA, USA
RESIGNED

QUINCY WELLS CAP
QUINCY WELLS CAPITAL, LLC
GREAT POINT CAPITAL LLC
GREAT POINT TRADING LLC
GREAT POINT CAPITAL LLC
MAVERICK BROKERAGE LLC

REGIONAL BROKERS
REGIONAL BROKERS, INC.
JAMISON, PA, UNITED STATES
RESIGNED

TAHOE CAPITAL GR
TAHOE CAPITAL GROUP LLC
6121 LAKESIDE DRIVE, SUITE 150, RENO, NV 89511
ADMITTED

VP DISTRIBUTORS
VP DISTRIBUTORS LLC
NAME CHANGED TO: VP DISTRIBUTORS, LLC

VP DISTRIBUTORS
VP DISTRIBUTORS, LLC
NEW NAME OF: VP DISTRIBUTORS LLC