Changes to List of Broker-Dealer Firms We Regulate

For the period of 6/1/2026 through 6/30/2026

ADVANTURE CAPITA
ADVANTURE CAPITAL SOLUTIONS LLC
2228 ROYAL CRESCENT DR N, FLOWER MOUND, TX 75028
ADMITTED

AFW ASSOCIATES L
AFW ASSOCIATES LLC
NEW YORK, NY, USA
RESIGNED

ALIRA HEALTH TRA
ALIRA HEALTH TRANSACTION SERVICES, LLC
NAME CHANGED TO: FUSEFI CAPITAL, LLC

ALIRA HEALTH TRA
FUSEFI CAPITAL, LLC
NEW NAME OF: ALIRA HEALTH TRANSACTION SERVICES, LLC

ALTSOURCED SOLUT
ALTSOURCED SOLUTIONS, LLC
NAME CHANGED TO: COLTON ALEXANDER SECURITIES LLC

ALTSOURCED SOLUT
COLTON ALEXANDER SECURITIES LLC
NEW NAME OF: ALTSOURCED SOLUTIONS, LLC

B1CAPITAL INC
B1CAPITAL INC
661 SUNNYBROOK RD., SUITE 130, RIDGELAND, MS 39157
ADMITTED

BAM SECURITIES L
BAM SECURITIES LLC
INDIANAPOLIS, IN, UNITED STATES
CANCELLED FOR NO SEC REGISTRATION

CC CAPITAL ADVIS
CC CAPITAL ADVISORS LLC
2001 SHAWNEE MISSION PARKWAY, SUITE 110, MISSION WOODS, KS 66205
ADMITTED

DEVON PARK SECUR
DEVON PARK SECURITIES, LLC
WELLINGTON, FL, UNITED STATES
RESIGNED

EVANS FINANCIAL
EVANS FINANCIAL SERVICES GROUP, INC.
4925 GREENVILLE AVENUE, SUITE 510, DALLAS, TX 75206
ADMITTED

GENESIS ALTERNAT
GENESIS ALTERNATIVE STRATEGIES LLC
1221 BRICKELL AVE SUITE 900, MIAMI, FL 33131
ADMITTED

GLOBACAP PRIVATE
GLOBACAP PRIVATE MARKETS INC.
NAME CHANGED TO: APEXINVEST MARKETS LLC

GLOBACAP PRIVATE
APEXINVEST MARKETS LLC
NEW NAME OF: GLOBACAP PRIVATE MARKETS INC.

HILL SECURITIES
HILL SECURITIES LLC
501 2ND ST, SUITE 575, SAN FRANCISCO, CA 94107
ADMITTED

JORDAN, KNAUFF &
JORDAN, KNAUFF & COMPANY
CHICAGO, IL
RESIGNED

JWTT INC.
JWTT INC.
NAME CHANGED TO: JWTT, LLC

JWTT INC.
JWTT, LLC
NEW NAME OF: JWTT INC.

KYBORA CAPITAL L
KYBORA CAPITAL LLC
2 OLD BRIDLE PATH, LAWRENCEVILLE, NJ 08648
ADMITTED

MERIDIAN CAPITAL
MERIDIAN CAPITAL LLC
SEATTLE, WA, USA
RESIGNED

MYWORTH LLC
MYWORTH LLC
161 WASHINGTON STREET, EIGHT TOWER BRIDGE, CONSHOHOCKEN, PA 19428
ADMITTED

NASSAU STREET SE
NASSAU STREET SECURITIES, LLC
40 WALL STREET, SUITE 2910, NEW YORK, NY 10005
MAILING ADDRESS: 40 WALL STREET, SUITE 2839, NEW YORK, NY 10005
ADMITTED

PARSONEX CAPITAL
PARSONEX CAPITAL MARKETS, LLC
ENGLEWOOD, CO, UNITED STATES
RESIGNED

PRAGER PARTNERS,
PRAGER PARTNERS, LLC
213 WALL STREET, KETCHUM, ID 83340
MAILING ADDRESS: P.O. BOX 5872, KETCHUM, ID 83340
ADMITTED

PRAGER PARTNERS
PRAGER PARTNERS
NAME CHANGED TO: PRAGER PARTNERS, LLC

PRAGER PARTNERS
PRAGER PARTNERS, LLC
NEW NAME OF: PRAGER PARTNERS

PRIVAL SECURITIE
PRIVAL SECURITIES USA, INC.
1101 BRICKELL AVENUE, SUITE N 1600, MIAMI, FL 33131
ADMITTED

REACTIVE MARKETS
REACTIVE MARKETS TECHNOLOGIES LLC
230 PARK AVENUE, 3RD FLOOR, NEW YORK, NY 10169
ADMITTED

R.J. O'BRIEN SEC
R.J. O'BRIEN SECURITIES, LLC
CHICAGO, IL, USA
RESIGNED

REID & RUDIGER L
REID & RUDIGER LLC
NEW YORK, NY, UNITED STATES
EXPELLED FOR PER RULE 9270 - DECISION & ORDER OF OFFER OF SETTLEMENT

SERENDIPITY SECU
SERENDIPITY SECURITIES LLC
7000 W PALMETTO PARK ROAD, SUITE 503, BOCA RATON, FL 33433
ADMITTED

SHINHAN SECURITI
SHINHAN SECURITIES AMERICA, INC.
NAME CHANGED TO: KIWOOM SECURITIES (USA) INC.

SHINHAN SECURITI
KIWOOM SECURITIES (USA) INC.
NEW NAME OF: SHINHAN SECURITIES AMERICA, INC.

SHINHAN SECURITI
SHINHAN SECURITIES AMERICA, INC.
NAME CHANGED TO: KIWOOM SECURITIES (USA) INC.

SHINHAN SECURITI
KIWOOM SECURITIES (USA) INC.
NEW NAME OF: SHINHAN SECURITIES AMERICA, INC.

STRONG TOWER BD
STRONG TOWER BD SERVICES LLC
NAME CHANGED TO: STRONG TOWER BD SERVICES LLC

STRONG TOWER BD
STRONG TOWER BD SERVICES LLC
NEW NAME OF: STRONG TOWER BD SERVICES LLC

THE CARNEY GROUP
THE CARNEY GROUP, INCORPORATED
DELRAY BEACH, FL, UNITED STATES
RESIGNED

THOMPSON RESEARC
THOMPSON RESEARCH GROUP, LLC
NAME CHANGED TO: THOMPSON RESEARCH, LLC

THOMPSON RESEARC
THOMPSON RESEARCH, LLC
NEW NAME OF: THOMPSON RESEARCH GROUP, LLC

VESTGEN SECURITI
VESTGEN SECURITIES
1 NORTH FRANKLIN, SUITE 1850, CHICAGO, IL 60606
MAILING ADDRESS: 213 W. UNION AVENUE, WHEATON, IL 60187
ADMITTED

WOLFPACK BROKERA
WOLFPACK BROKERAGE SERVICES
500 7TH AVE, 8TH FLOOR, NEW YORK, NY 10018
ADMITTED