Arbitration Awards Online

Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing LL

Claimant Representative(s): Alan S. Brodherson

Respondent(s): Marcio Moraes Marciano da Rocha

Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing LL

Claimant Representative(s): Alan S. Brodherson

Respondent(s): Marcio Moraes Marciano da Rocha

Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing LL

Claimant Representative(s): Alan S. Brodherson

Respondent(s): Marcio Moraes Marciano da Rocha

Claimant(s): Aymun Salman

Claimant Representative(s): Joseph Allgor

Respondent(s): J.P. Morgan Securities, LLC

Claimant(s): Wells Fargo Clearing Services, LLC

Claimant Representative(s): William Montgomery

Respondent(s): Taiwo Wiley

Claimant(s): Cobra Trading, Inc.

Claimant Representative(s): Chifeng Jiang

Respondent(s): Yulia Coleman

Claimant(s): Ellyn Humphreys

Claimant Representative(s): Ellyn K. Humphreys

Respondent(s): Fidelity Brokerage Services LLC

Claimant(s): Gary Braver

Claimant Representative(s): Gary Braver

Respondent(s): Fidelity Brokerage Services LLC

Claimant(s): Adam Serr, Shayla Kelley

Claimant Representative(s): Brandon M. Taaffe

Respondent(s): Frontier Credit Union

Claimant(s): Adam Serr, Shayla Kelley

Claimant Representative(s): Brandon M. Taaffe

Respondent(s): Frontier Credit Union

Claimant(s): Chad Zawacki, Michael Lawrence

Claimant Representative(s): N. Nancy Ghabai

Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.

Claimant(s): Rachel Okorn

Claimant Representative(s): Ryan K. Bakhtiari

Respondent(s): Fidelity Brokerage Services LLC

Claimant(s): LAEC Investments, LLC

Claimant Representative(s): Michael C. Bixby

Respondent(s): Austin Murphy, Thurston Springer Advisors, LLC, Thurston Springer Financial

Claimant(s): Laterrica Bacon

Claimant Representative(s): Laterrica Shatreal Bacon

Respondent(s): Interactive Brokers LLC

Claimant(s): Nathan Hunter

Claimant Representative(s): Nathan Hunter

Respondent(s): E*Trade Securities LLC