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A. P. SECURITIES, INC.
15 WATERVIEW DR, CENTERPORT, NY 11721
Mailing Address: P. O. BOX 434, CENTERPORT, NY 11721

A.BRIDGE REALVEST SECURITIES CORPORATION
6 FOREST AVENUE, SECOND FLOOR, PARAMUS, NJ 07652

A.C.R. SECURITIES, INC.
687 PARK LANE, CEDARHURST, NY 11516

A.G. QUINTAL INVESTMENT COMPANY INC.
2177 ACUSHNET AVE., NEW BEDFORD, MA 02745-6316

A.G.P. / ALLIANCE GLOBAL PARTNERS
88 POST ROAD WEST, 2ND FLOOR, WESTPORT, CT 06880

A5 SECURITIES LLC
414 WEST 51ST STREET, UNIT 1, NEW YORK, NY 10019

AAG CAPITAL, INC
2211 ASHLEY OAKS CIRCLE, WESLEY CHAPEL, FL 33544

AARDVARK SECURITIES LLC
550 W JACKSON BLVD., STE 1300, CHICAGO, IL 60661

AARON CAPITAL INCORPORATED
1201 FRONT STREET, SUITE N OFFICE H, COLUMBUS, GA 31901

ABACUS INTERNATIONAL CAPITAL CORP.
6 BOWERY, 4TH FLOOR, NEW YORK, NY 10013

ABACUS INVESTMENTS, INC.
S33 W35676 MEADOW TRAIL, DOUSMANS, WI 53118
Mailing Address: S33 W35676 MEADOW TRAIL, DOUSMAN, WI 53118

ABD RETIREMENT SERVICES, INC.
450 SANSOME STREET, SUITE #300, SAN FRANCISCO, CA 94111

ABEL NOSER, LLC.
ONE BATTERY PLAZA, #6, NEW YORK, NY 10004

ABERDEEN FUND DISTRIBUTORS, LLC
1900 MARKET STREET, SUITE 200, PHILADELPHIA, PA 19103

ABG SUNDAL COLLIER INC.
850 THIRD AVENUE, NEW YORK, NY 10022-4212
Mailing Address: 850 THIRD AVENUE, NEW YORK, NY 10022

ABG, LLC
725 5TH AVENUE, 23RD FLOOR, NEW YORK, NY 10022

ABN AMRO CLEARING CHICAGO LLC
175 WEST JACKSON BLVD, STE 2050, CHICAGO, IL 60604

ABN AMRO SECURITIES (USA) LLC
100 PARK AVENUE, 17 FLOOR, NEW YORK, NY 10017-5516

ABNER HERRMAN & BROCK, LLC
HARBORSIDE 5 185 HUDSON STREET, SUITE 1640, JERSEY CITY, NJ 07311

ABOUT CORPORATE FINANCE CORPORATION
1900 AVENUE OF THE STARS, SUITE 2460, LOS ANGELES, CA 90067

ABRAHAM SECURITIES CORPORATION
3724 47TH STREET CT. NW, GIG HARBOR, WA 98335

ABSA SECURITIES U.S. INC.
610 FIFTH AVENUE, SUITE 405, NEW YORK, NY 10020

ACA/PRUDENT INVESTORS PLANNING CORPORATION
290 ROUTE 22 WEST, SUITE 201, GREEN BROOK, NJ 08812

ACADEMY SECURITIES, INC.
140 EAST 45TH STREET, 5TH FLOOR, NEW YORK, NY 10017

ACALYX ADVISORS INC.
295 MADISON AVENUE, SUITE 1714, NEW YORK, NY 10017

ACANTHUS
10-12 BLANDFORD STREET, LONDON, W1U 4AZ UNITED KINGDOM

ACC SECURITIES, LLC
14180 DALLAS PARKWAY, SUITE 350, DALLAS, TX 75254

ACCEPTUS CAPITAL CORP.
510 BROADHOLLOW ROAD SUITE 104, MELVILLE, NY 11747

ACCESS FINANCIAL GROUP, INC.
118 NORTH CLINTON ST-SUITE 450, CHICAGO, IL 60661

ACCESS INVESTMENTS, INC.
6440 AVONDALE DRIVE, SUITE 210, OKLAHOMA CITY, OK 73116
Mailing Address: 6440 AVONDAL DRIVE, SUITE 210, OKLAHOMA CITY, OK 73116-2000

ACCESS SECURITIES, LLC
30 BUXTON FARM ROAD STE 310, STAMFORD, CT 06905
Mailing Address: 30 BUXTON FARM ROAD STE 300, STAMFORD, CT 06905

ACCESSALPHA WORLDWIDE LLC
444 WEST LAKE STREET, SUITE 1700, CHICAGO, IL 60606

ACCORD CAPITAL PARTNERS LLC
240 STOCKTON STREET, 7TH FLOOR, SAN FRANCISCO, CA 94108-5324

ACCRUED EQUITIES INC.
150 BROADHOLLOW RD, SUITE PH 02, MELVILLE, NY 11747

ACE DIVERSIFIED CAPITAL, INC.
923 EAST VALLEY BLVD.,, SUITE 213, SAN GABRIEL,, CA 91776

ACERVUS SECURITIES, INC.
335 MADISON AVENUE, FLOOR 25, NEW YORK, NY 10017
Mailing Address: 335 MADISON AVENUE, 25TH FLOOR, NEW YORK, NY 10017

ACHELOUS PARTNERS, LLC
800 THIRD AVENUE FLOOR 21, NEW YORK CITY, NY 10022
Mailing Address: ACHELOUS PARTNERS, LLC, 800 THIRD AVENUE FLOOR 21, NEW YORK, NY 10022

ACKRELL CAPITAL, LLC
475 MARINA BLVD., SAN FRANCISCO, CA 94123

ACORNS SECURITIES, LLC
5300 CALIFORNIA AVENUE, IRVINE, CA 92617

ACP SECURITIES, LLC
1450 BRICKELL AVENUE, SUITE 1690, MIAMI, FL 33131

ACQUEST SECURITIES LLC
3039 ELLA LEE LANE, HOUSTON, TX 77019
Mailing Address: P.O. BOX 131605, HOUSTON, TX 77219

ACQUIOM FINANCIAL LLC
950 17TH STREET, STE 1400, DENVER, CO 80202
Mailing Address: 950 17TH STREET, STE 1400, DENVER, CO 80202

ACS EXECUTION SERVICES, LLC
12 BROAD STREET, 2ND FLOOR, RED BANK, NJ 07701

ADM SECURITIES LLC
1720 HARRISON STREET, 7TH FLOOR, HOLLYWOOD, FL 33020

ADP BROKER-DEALER, INC.
ONE ADP BOULEVARD, ROSELAND, NJ 07068-1786
Mailing Address: 71 HANOVER ROAD, MS - 580, FLORHAM PARK, NJ 07932

ADVANCED ADVISOR GROUP, LLC
1995 EAST RUM RIVER DRIVE S., CAMBRIDGE, MN 55008
Mailing Address: 1995 EAST RUM RIVER DRIVE S., CAMBRIDGE, MN 55008

ADVANCED STRATEGIES BROKER DEALER LLC
1308 DALLAS ROAD, CHATTANOOGA, TN 37405

ADVANTAGE SECURITIES LLC
231 S. LASALLE STREET, SUITE 1400, CHICAGO, IL 60604

ADVENT CAPITAL DISTRIBUTORS, LLC
888 SEVENTH AVENUE, 31ST FLOOR, NEW YORK, NY 10019

ADVISORS ASSET MANAGEMENT, INC.
18925 BASE CAMP ROAD, MONUMENT, CO 80132-0000
Mailing Address: 18925 BASE CAMP ROAD, MONUMENT, CO 80132

ADVISORY GROUP EQUITY SERVICES LTD.
444 WASHINGTON STREET, SUITE 407, WOBURN, MA 01801

AE FINANCIAL SERVICES, LLC
2950 SW MCCLURE ROAD, SUITE B, TOPEKA, KS 66614

AEG CAPITAL, LLC
200 W. MADISON STREET, SUITE 2410, CHICAGO, IL 60606

AEGIS CAPITAL CORP.
810 7TH AVE, 18TH & 22ND FLOOR, NEW YORK, NY 10019
Mailing Address: 810 7TH AVE, 18TH FLOOR, NEW YORK, NY 10019

AEGIS ENERGY ADVISORS CORP.
10 GRAND CENTRAL, 155 EAST 44TH STREET, 6TH FLOOR, NEW YORK, NY 10017-4201
Mailing Address: 155 EAST 44TH STREET, 6TH FLOOR, NEW YORK, NY 10017-4201

AEGIS INVESTMENTS, INC.
4915 WEST 35TH STREET, SUITE 100, ST LOUIS PARK, MN 55416

AEI SECURITIES, INC.
1300 WELLS FARGO PLACE, 30 SEVENTH STREET EAST, ST. PAUL, MN 55101-4901

AEON CAPITAL INC
1715 HIGHWAY 35, SUITE 103, MIDDLETOWN,, NJ 07748
Mailing Address: 1715 HIGHWAY 35, SUITE 102, MIDDLETOWN,, NJ 07748

AERIS PARTNERS LLC
ONE BOSTON PLACE, SUITE 2600, BOSTON, MA 02108

AET FINANCIAL SERVICES, LLC
14 SCOTT AVENUE, SELDEN, NY 11784

AETHLON CAPITAL, L.L.C
225 SOUTH SIXTH ST., SUITE 1790, MINNEAPOLIS, MN 55402

AFFILIATED BANKERS CAPITAL, L.L.C.
901 SOUTH MOPAC EXPRESSWAY, BARTON OAKS PLAZA II, SUITE 565, AUSTIN, TX 78746
Mailing Address: 901 SOUTH MOPAC EXPRESSWAY, BARTON OAKS PLAZA V, SUITE 140, AUSTIN, TX 78746

AFL-CIO ITC FINANCIAL, LLC
815 CONNECTICUT AVENUE NW, SUITE 320, WASHINGTON, DC 20006

AFS SECURITIES, LLC
404 WYMAN STREET, SUITE 100, WALTHAM, MA 02451

AFW ASSOCIATES LLC
152 WEST 57TH STREET, 36TH FLOOR, NEW YORK, NY 10019

AGA SECURITIES, LLC
58 BRENAS ESTATES, DORADO, PR 00646
Mailing Address: 53 CALLE PALMERAS, SUITE 600, SAN JUAN, PR 00901

AGC PARTNERS
99 HIGH STREET, FLOOR 22, BOSTON, MA 02110

AGECROFT PARTNERS, LLC
103 CANTERBURY ROAD, RICHMOND, VA 23221-3211

AGILE TRADING TECHNOLOGIES, LLC
111 PRESIDENTIAL BLVD.,, SUITE 209, BALA CYNWYD, PA 19004

AGM SECURITIES LLC
42 BROADWAY, SUITE 12-129, NEW YORK, NY 10004

AIG CAPITAL SERVICES, INC.
HARBORSIDE 5, 185 HUDSON STREET, SUITE 3300, JERSEY CITY, NJ 07311

AIG GLOBAL CAPITAL MARKETS SECURITIES, LLC
50 DANBURY ROAD, WILTON, CT 06897

AIP CAPITAL MARKETS LLC
6 SADDLEHORN LANE, ROLLING HILLS ESTATES, CA 90274

AK CAPITAL LLC
445 PARK AVENUE, 9TH FLOOR, NEW YORK, NY 10022
Mailing Address: 445 PARK AVENUE 9TH FLOOR, NEW YORK, NY 10022

AKAR CAPITAL MANAGEMENT, INC.
8551 W. SUNRISE BLVD. #102A, PLANTATION, FL 33322
Mailing Address: 8551 W. SUNRISE BLVD #102A, PLANTATION, FL 33322

AKIN BAY COMPANY LLC
780 THIRD AVENUE, NEW YORK, NY 10017

ALAMO CAPITAL
201 N CIVIC DR, SUITE 180, WALNUT CREEK, CA 94596

ALANTRA, LLC
75 STATE STREET, SUITE 1210, BOSTON, MA 02109

ALARIC DISTRIBUTORS, LLC
17 ARCADIAN AVE, SUITE 104, NEW JERSEY, NJ 07652
Mailing Address: 17 ARCADIAN AVE, SUITE 202, NEW JERSEY, NJ 07652

ALBERT SECURITIES, LLC
3534 HAYDEN AVENUE, CULVER CITY, CA 90232

ALBRIGHT SECURITIES LLC
601 13TH STREET, NW, SUITE 1000 SOUTH, WASHINGTON, DC 20005

ALDERMAN & COMPANY CAPITAL, LLC
35 WARRINGTON ROUND, DANBURY, CT 06810

ALDWYCH SECURITIES LLC
70 SEAVIEW AVENUE, STAMFORD, CT 06902

ALEXANDER CAPITAL, L.P.
17 STATE STREET, 5TH FLOOR, NEW YORK, NY 10004

ALEXANDER INVESTMENT SERVICES CO.
909 LILY CREEK ROAD #101, LOUISVILLE, KY 40243-2808

ALIGHT FINANCIAL SOLUTIONS, LLC
4 OVERLOOK POINT, LINCOLNSHIRE, IL 60069

ALIRA HEALTH
1 GRANT STREET, FRAMINGHAM, MA 01702-6758
Mailing Address: 2016 OCEAN STREET, MAIL BOX 5, MARSHFIELD, MA 02050

ALKALI PARTNERS, LLC.
610 SW ALDER ST., NO. 820, PORTLAND, OR 97205

ALL OF US SECURITIES LLC
349 FORBES AVE, SAN RAFAEL, CA 94901
Mailing Address: PO BOX 2565, SAN ANSELMO, CA 94960

ALLARIA SECURITIES, LLC
1110 BRICKELL AVENUE, SUITE 603, MIAMI, FL 33131

ALLEGHENY INVESTMENTS, LTD.
STONE QUARRY CROSSING, 811 CAMP HORNE ROAD, SUITE 100, PITTSBURGH, PA 15237

ALLEGRO SECURITIES LLC
410 LEIGH STREET, SAN ANTONIO, TX 78210
Mailing Address: P.O. BOX 830033, SAN ANTONIO, TX 78283-0033

ALLEN & COMPANY LLC
711 FIFTH AVENUE, NEW YORK, NY 10022

ALLEN C. EWING & CO.
112 SOUTH TRYON STREET, SUITE 1220, CHARLOTTE, NC 28284
Mailing Address: 8515 BAYMEADOWS WAY, UNIT 102, JACKSONVILLE, FL 32256

ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC
135 S. MADISON STREET, THOMASVILLE, GA 31792
Mailing Address: POST OFFICE BOX 1116, THOMASVILLE, GA 31799

ALLIANCE-ONE INVESTMENTS, LLC
4000 N MINGO RD, TULSA, OK 74116

ALLIANCEBERNSTEIN INVESTMENTS, INC.
1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105-0096

ALLIANT EQUITY INVESTMENTS, LLC
21600 OXNARD STREET - SUITE 1200, WOODLAND HILLS, CA 91367
Mailing Address: 21600 OXNARD STREET-SUITE 1200, WOODLAND HILLS, CA 91367

ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM
695 NORTH LEGACY RIDGE DRIVE SUITE 300, LIBERTY LAKE, WA 99019

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
1633 BROADWAY, NEW YORK, NY 10019

ALLIANZ LIFE FINANCIAL SERVICES, LLC
5701 GOLDEN HILLS DRIVE, MINNEAPOLIS, MN 55416-1297
Mailing Address: P O BOX 1117, MINNEAPOLIS, MN 55440-1117

ALLIED MILLENNIAL PARTNERS, LLC
THREE WORLD FINANCIAL CENTER, 200 VESEY STREET 24TH FL, NEW YORK, NY 10281
Mailing Address: THREE WORLD FINANCIAL CENTER, 200 VESEY STREET 24TH FL, NEW YORK, NY 10281

ALLISON-WILLIAMS COMPANY
2355 HIGHWAY 36 WEST, SUITE 400, ROSEVILLE, MN 55113

ALLSTATE DISTRIBUTORS, L.L.C.
3075 SANDERS ROAD, SUITE I2, NORTHBROOK, IL 60062

ALLSTATE FINANCIAL SERVICES, LLC
2920 S 84TH STREET, LINCOLN, NE 68506
Mailing Address: PO BOX 83271, LINCOLN, NE 68501-3271

ALLY INVEST SECURITIES LLC
11605 N. COMMUNITY HOUSE DR., SUITE 300, CHARLOTTE, NC 28277
Mailing Address: 11605 N. COMMUNITY HOUSE DR., THIRD FLOOR, CHARLOTTE, NC 28277

ALMAX FINANCIAL SOLUTIONS, LLC
12 VAN SYCKLES ROAD, CLINTON, NJ 08809

ALPACA SECURITIES LLC
3 EAST THIRD AVENUE, SUITE 233, SAN MATEO, CA 94401
Mailing Address: P.O. BOX 6221, HAYWARD, CA 94540

ALPHASOURCE CAPITAL SECURITIES LLC
32 EAST 57TH STREET, 12TH FLOOR, NEW YORK, NY 10022

ALPINA CAPITAL, LLC
200 COLUMBINE STREET, SUITE 260, DENVER, CO 80206

ALPINE SECURITIES CORPORATION
39 EXCHANGE PLACE, SALT LAKE CITY, UT 84111

ALPS DISTRIBUTORS, INC.
1290 BROADWAY, SUITE 1000, DENVER, CO 80203
Mailing Address: PO BOX 328, DENVER, CO 80201-0328

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.
1290 BROADWAY, SUITE 1000, DENVER, CO 80203
Mailing Address: P.O. BOX 328, DENVER, CO 80201-0328

ALT FUND DISTRIBUTORS LLC
140 EAST 45TH STREET, SUITE 15 B, NEW YORK, NY 10017
Mailing Address: 140 EAST 45TH STREET, SUITE 15 B, NEW YORK, NY 10017

ALTEGRIS DISTRIBUTORS, L.L.C.
1200 PROSPECT STREET, SUITE 400, LA JOLLA, CA 92037

ALTERNA SECURITIES, INC.
5075 WESTHEIMER, SUITE 650, HOUSTON, TX 77056

ALTERNATIVE ACCESS CAPITAL, LLC
700 LARKSPUR LANDING CIR, SUITE 245, LARKSPUR, CA 94939

ALTERNATIVE EXECUTION GROUP
1000 TAYLORS LANE, MAMARONECK, NY 10543

ALTRUIST FINANCIAL LLC
1621 ABBOT KINNEY BLVD, FLOOR 2, VENICE, CA 90291

ALTSOURCED SOLUTIONS, LLC
305 SPIDER LILY LANE, NAPLES, FL 34119

ALVAREZ & MARSAL SECURITIES, LLC
600 MADISON AVE, 8TH FLOOR, NEW YORK, NY 10022
Mailing Address: 600 MADISON AVE, 8TH FLOOR, NEW YORK, NY 10022

ALVARIUM MB (US) BD, LLC
590 MADISON AVENUE, OFFICE #2170, NEW YORK, NY 10022

AMA SECURITIES LLC
484 PACIFIC STREET, 3RD FLOOR, STAMFORD, CT 06902

AMBIT AMERICA INC.
AMBIT AMERICA INC., 370 LEXINGTON AVENUE, SUITE 803, NEW YORK, NY 10017

AMD CAPITAL, LLC
100 TRI-STATE INTERNATIONAL, SUITE 245, LINCOLNSHIRE, IL 60069
Mailing Address: 100 TRI-STATE INTERNATIONAL, SUITE 138, LINCOLNSHIRE, IL 60069

AMERA SECURITIES LLC
10 VALLEY STREAM PARKWAY, SUITE 202, MALVERN, PA 19355

AMERANT INVESTMENTS, INC.
220 ALHAMBRA CIRCLE, 2ND FLOOR, CORAL GABLES, FL 33134

AMERICAN CAPITAL PARTNERS, LLC
205 OSER AVE., HAUPPAUGE, NY 11788

AMERICAN CENTURY INVESTMENT SERVICES INC.
4500 MAIN STREET, KANSAS CITY, MO 64111
Mailing Address: P.O. BOX 410141, KANSAS CITY, MO 64141-0141

AMERICAN DISCOVERY ADVISORS, LLC
11150 SANTA MONICA BLVD, STE 1425, LOS ANGELES, CA 90025

AMERICAN ELM DISTRIBUTION PARTNERS, LLC
100 ARBORETUM DRIVE, SUITE 105, PORTSMOUTH, NH 03801

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
707 2ND AVENUE SOUTH, MINNEAPOLIS, MN 55402
Mailing Address: 5221 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474

AMERICAN EQUITY INVESTMENT CORPORATION
4222 GRANTLINE ROAD, NEW ALBANY, IN 47150

AMERICAN FIDELITY SECURITIES, INC.
9000 CAMERON PARKWAY, OKLAHOMA CITY, OK 73114-3701
Mailing Address: 9000 CAMERON PARKWAY, OKLAHOMA CITY, OK 73114

AMERICAN FINANCIAL ASSOCIATES, INC.
1700 NORTHAMPTON STREET, SUITE A, EASTON, PA 18042-1659
Mailing Address: 1700 NORTHAMPTON STREET, SUITE A, EASTON, PA 18042-1659

AMERICAN FINANCIAL SECURITIES, INC.
6003 UNIVERSITY AVE. - SUITE C, CEDAR FALLS, IA 50613
Mailing Address: 6003 UNIVERSITY AVE.- SUITE C, CEDAR FALLS, IA 50613

AMERICAN FUNDS & TRUSTS INCORPORATED
3030 SOUTH MAIN STREET, SUITE 100, SALT LAKE CITY, UT 84115-3554

AMERICAN FUNDS DISTRIBUTORS, INC.
333 S. HOPE ST. 55TH FL., LOS ANGELES, CA 90071

AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
1600 PENNSYLVANIA AVE., MCDONOUGH, GA 30253

AMERICAN HERITAGE SECURITIES, INC.
50 S MAIN ST, SUITE 1210, AKRON, OH 44308-1831

AMERICAN INDEPENDENT SECURITIES GROUP, LLC
664 S RIVERSHORE LANE, SUITE 150, EAGLE, ID 83616
Mailing Address: PO BOX 579, EAGLE, ID 83616

AMERICAN INVESTORS COMPANY
2440 CAMINO RAMON, SUITE 103, SAN RAMON, CA 94583
Mailing Address: P. O. BOX 1307, SAN RAMON, CA 94583

AMERICAN LEDGER ATS LLC
862 PATRIOT DRIVE, #A, MOORPARK, CA 93021

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
4250 VETERANS MEMORIAL HIGHWAY, 4TH FLOOR EAST, HOLBROOK, NY 11741
Mailing Address: 4250 VETERANS MEMORIAL HWY, 4TH FLOOR EAST, HOLBROOK, NY 11741

AMERICAN TRUST INVESTMENT SERVICES, INC.
1244 119TH STREET, WHITING, IN 46394-1003

AMERICAN VETERANS GROUP, PBC
324 S. SERVICE ROAD, SUITE 107, MELVILLE, NY 11747

AMERICAN WEALTH MANAGEMENT, INC.
1050 CROWN POINTE PARKWAY SUITE 1230, ATLANTA, GA 30338

AMERICAS EXECUTIONS, LLC
NEW YORK STOCK EXCHANGE, 11 WALL STREET POD-P, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, SUITE 1704, NEW YORK, NY 10005

AMERIPRISE FINANCIAL SERVICES, LLC
707 2ND AVENUE SOUTH, MINNEAPOLIS, MN 55402
Mailing Address: 5221 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474

AMERITAS INVESTMENT COMPANY, LLC
5900 "O" STREET, LINCOLN, NE 68510-2234
Mailing Address: PO BOX 5507, LINCOLN, NE 68505-0507

AMERIVET SECURITIES, INC.
1155 AVENUE OF THE AMERICAS, 14TH FLOOR, NEW YORK, NY 10036

AMG DISTRIBUTORS, INC.
ONE STAMFORD PLACE - 263 TRESSER BLVD, SUITE 949, STAMFORD, CT 06901

AMHERST PIERPONT
245 PARK AVENUE, 15TH FLOOR, NEW YORK, NY 10167

AMUNDI DISTRIBUTOR US, INC.
60 STATE STREET, BOSTON, MA 02109-1820

AMUNI FINANCIAL, INC.
720 SECOND AVE S., ST. PETERSBURG, FL 33701
Mailing Address: P.O. BOX 11749, ST. PETERSBURG, FL 33733-9680

ANALYST HUB SECURITIES, LLC
2301 S CAPITAL OF TEXAS HWY, STE. J-101, AUSTIN, TX 78746
Mailing Address: 2301 S. CAPITAL OF TEXAS HWY, STE. J-101, AUSTIN, TX 78746

ANCHIN CAPITAL LLC
1375 BROADWAY, 18TH FLOOR, NEW YORK, NY 10018
Mailing Address: 1375 BROADWAY, 18TH FLOOR, NEW YORK CITY, NY 10018

ANCHOR ASSET MANAGEMENT LLC
2 SANDWEDGE LANE, ISLE OF PALMS, SC 29451

ANCHOR BAY SECURITIES, LLC
5780 FLEET STREET, SUITE 308, CARLSBAD, CA 92008

ANDBANC BROKERAGE, LLC
1221 BRICKELL AVENUE SUITE 1050, MIAMI, FL 33131

ANDERSON LENEAVE & CO.
6805 MORRISON BLVD., SUITE 210, CHARLOTTE, NC 28211

ANDES CAPITAL GROUP, LLC
205 WEST WACKER DRIVE, SUITE 610, CHICAGO, IL 60606

ANDREW GARRETT INC.
52 VANDERBILT AVE, STE 510, NEW YORK, NY 10017

ANGEL ISLAND CAPITAL SERVICES, LLC
ONE EMBARCADERO CENTER, SUITE 2150, SAN FRANCISCO, CA 94111

ANGEL POND CAPITAL LLC
950 THIRD AVENUE, 25TH FLOOR, NEW YORK, NY 10022
Mailing Address: 950 THIRD AVENUE, 25TH FLOOR, NEW YORK, NY 10022

ANICO FINANCIAL SERVICES, INC.
ONE MOODY PLAZA, SUITE 1469, GALVESTON, TX 77550
Mailing Address: ONE MOODY PLAZA SUITE 1469, GALVESTON, TX 77550

ANKURA CAPITAL ADVISORS, LLC
485 LEXINGTON AVENUE, 10TH FLOOR, NEW YORK, NY 10017

ANNEXUS SECURITIES, LLC
16767 N. PERIMETER DRIVE, SUITE 320, SCOTTSDALE, AZ 85260

ANOVEST FINANCIAL SERVICES, INC.
3225 SHALLOWFORD ROAD, SUITE 220, MARIETTA, GA 30062

ANSLEY SECURITIES LLC
899 LONE PINE ROAD, BLOOMFIELD HILLS, MI 48302

ANTARCTICA ADVISORS
800 BRICKELL AVE. SUITE 1115, MIAMI, FL 33131
Mailing Address: 800 BRICKELL AVE. SUITE 1115, MIAMI, FL 33131

ANUBIS SECURITIES LLC
717 FIFTH AVENUE, 18TH FLOOR, NEW YORK, NY 10022

ANZ SECURITIES, INC.
277 PARK AVENUE, FLOOR 31, NEW YORK, NY 10172-0003

AON SECURITIES LLC
200 EAST RANDOLPH STREET, CHICAGO, IL 60601

APA SECURITIES, LLC
920 SYLVAN AVENUE, SUITE 240, ENGLEWOOD CLIFFS, NJ 07632

APEX CLEARING CORPORATION
ONE DALLAS CENTER, 350 N. ST. PAUL, SUITE 1300, DALLAS, TX 75201

APEXUS CAPITAL LLC
321 19TH STREET, SANTA MONICA, CA 90402-2409

APIFINY PRIME INC.
221 RIVER STREET, 9TH FLOOR, HOBOKEN, NJ 07030

APOLLO GLOBAL SECURITIES, LLC
9 WEST 57TH STREET, NEW YORK, NY 10019-2701

APPLE LANE GROUP LLC
2393 MAIN STREET, LANCASTER, MA 01523

APTO PARTNERS, LLC
5 COLD HILL ROAD SOUTH, SUITE 11, MENDHAM, NJ 07945

APW CAPITAL, INC.
100 ENTERPRISE DRIVE, SUITE 504, ROCKAWAY, NJ 07866

AQ TECHNOLOGY PARTNERS LLC
203 REDWOOD SHORES PARKWAY, SUITE 530, REDWOOD CITY, CA 94065

AQR INVESTMENTS, LLC
TWO GREENWICH PLAZA, GREENWICH, CT 06830

AQUA SECURITIES L.P.
199 WATER STREET, NEW YORK, NY 10038

AQUEDUCT CAPITAL GROUP, LLC
2820 SELWYN AVENUE, SUITE 550, CHARLOTTE, NC 28209

AQUILA DISTRIBUTORS LLC
120 WEST 45TH STREET, SUITE 3600, NEW YORK, NY 10036

AQUILO PARTNERS, L.P.
601 CALIFORNIA STREET, SUITE 500, SAN FRANCISCO, CA 94108

ARBOR COURT CAPITAL, LLC
8000 TOWN CENTRE DRIVE, SUITE 400, BROADVIEW HEIGHTS, OH 44147

ARBOR RESEARCH & TRADING, LLC
22333 CLASSIC COURT, LAKE BARRINGTON, IL 60010

ARCADIA CAPITAL PARTNERS LLC
2355 EAST CAMELBACK ROAD, SUITE 210, PHOENIX, AZ 85016

ARCADIA SECURITIES, LLC
1370 AVENUE OF THE AMERICAS, 29TH FL, NEW YORK, NY 10019

ARCHER DISTRIBUTORS, LLC
6100 CHEVY CHASE DR., SUITE 100, LAUREL, MD 20707

ARCHIPELAGO SECURITIES L.L.C.
353 NORTH CLARK STREET, SUITE #3200, CHICAGO, IL 60654

ARCHIPELAGO TRADING SERVICES, INC.
353 NORTH CLARK STREET, SUITE 3200, CHICAGO, IL 60654

ARCHSTONE CAPITAL, LLC
1401 NEW YORK AVENUE NW, SUITE 600, WASHINGTON, DC 20005

ARCOLA SECURITIES, INC.
1211 AVENUE OF THE AMERICAS, 41ST FLOOR, NEW YORK, NY 10036

ARCTIC SECURITIES LLC
ONE ROCKEFELLER PLAZA, SUITE 1706, NEW YORK, NY 10124

ARCVIEW CAPITAL, LLC
159 20TH STREET, SUITE 1B-17, BROOKLYN, NY 11232

ARDEA PARTNERS LP
32 NASSAU STREET, SUITE 300, PRINCETON, NJ 08542
Mailing Address: 10 HUDSON YARDS, 40TH FLOOR, NEW YORK, NY 10001

ARDOUR CAPITAL INVESTMENTS, LLC
26 BROADWAY, SUITE 1107, NEW YORK, NY 10004

ARENA FINANCIAL SERVICES, LLC
405 LEXINGTON AVENUE, 59TH FLOOR, NEW YORK, NY 10174
Mailing Address: 405 LEXINGTON AVENUE, 59TH FLOOR, NEW YORK, NY 10174

ARES INVESTOR SERVICES LLC
800 CORPORATE POINTE, 3RD FLOOR, CULVER CITY, CA 90230

ARETE RESEARCH LLC
15 BROAD ST., 1ST FLOOR, BOSTON, MA 02109

ARETE WEALTH MANAGEMENT, LLC
1115 W FULTON MARKET, 3RD FLOOR, CHICAGO, IL 60607

ARIA CAPITAL ADVISORS, LLC
475 CENTRAL AVENUE, SUITE M1, ST. PETERSBURG, FL 33701

ARIEL DISTRIBUTORS, LLC
200 EAST RANDOLPH STREET, SUITE 2900, CHICAGO, IL 60601

ARIVE CAPITAL MARKETS
465 BELFIELD AVENUE, SUITE F, STATEN ISLAND, NY 10312

ARK GLOBAL, LLC
25 MAIN STREET, SUITE 6, WAYLAND, MA 01778

ARKADIOS CAPITAL
309 EAST PACES FERRY ROAD, SUITE 1000, ATLANTA, GA 30305

ARKONIS CAPITAL LLC
3 COLUMBUS CIRCLE, 15TH FLOOR, NEW YORK, NY 10019
Mailing Address: 3 COLUMBUS CIRCLE, 15TH FLOOR, NEW YORK, NY 10019

ARLINGTON CAPITAL SERVICES, LLC
2000 MORRIS AVENUE, SUITE 1100, BIRMINGHAM, AL 35203

ARLINGTON SECURITIES, INC.
140 MARINE LANE, ST. LOUIS, MO 63146-2236

ARMORY SECURITIES, LLC
1230 ROSECRANS AVE, SUITE 660, MANHATTAN BEACH, CA 90266

ARONSON CAPITAL ADVISORS, LLC
111 ROCKVILLE PIKE, SUITE 600, ROCKVILLE, MD 20850

ARQ ADVISORS LLC
31 OCEAN TERRACE, LONG BRANCH, NJ 07740

ARQUE CAPITAL, LTD.
5665 NORTH SCOTTSDALE ROAD, SUITE 130, SCOTTSDALE, AZ 85250

ARROW INVESTMENTS, INC.
111 SOUTH RIDGE STREET, SUITE 201, RYE BROOK, NY 10573

ARTISAN PARTNERS DISTRIBUTORS LLC
875 E. WISCONSIN AVENUE, SUITE 800, MILWAUKEE, WI 53202

ARTIST CAPITAL LLC
20 WEST 55TH STREET, 11TH FLOOR, NEW YORK, NY 10019

ARUNDEL (SECURITIES), INC.
C/O RED WALL PARTNERS, 45 ROCKEFELLER PLAZA - SUITE 2000, NEW YORK, NY 10111
Mailing Address: C/O REDWALL PARTNERS, 45 ROCKEFELLER PLAZA - SUITE 2000, NEW YORK, NY 10111

ARVEST WEALTH MANAGEMENT
921 WEST MONROE AVENUE, LOWELL, AR 72745
Mailing Address: P.O. BOX 1515, LOWELL, AR 72745-1515

ASANTE CAPITAL GROUP ADVISORS LLC
4TH FLOOR, 25 OLD BURLINGTON STREET, LONDON, W1S 3AN ENGLAND

ASCENDANT FINANCIAL PARTNERS, LLC
9137 EAST MINERAL CIRCLE, SUITE 280, CENTENNIAL, CO 80112

ASCENDIANT CAPITAL MARKETS, LLC
110 FRONT STREET, SUITE 300, JUPITER, FL 33477
Mailing Address: 4 PARK PLAZA, SUITE 1950, IRVINE, CA 92614

ASCENDIANT SECURITIES, LLC
110 FRONT STREET, SUITE 300, JUPITER, FL 33477
Mailing Address: 4 PARK PLAZA, SUITE 1950, IRVINE, CA 92614

ASCENSUS BROKER DEALER SERVICES, LLC
95 WELLS AVENUE, SUITE 160, NEWTON, MA 02459

ASHFORD SECURITIES LLC
14185 DALLAS PARKWAY, SUITE 780, DALLAS, TX 75254

ASHLAND SECURITIES, LLC
80 S.W. 8TH STREET, SUITE 2000, MIAMI, FL 33130

ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
475 5TH AVENUE, 15TH FLOOR, NEW YORK, NY 10017

ASHTON STEWART & CO., INC.
800 THIRD AVE, SUITE 2700, NEW YORK, NY 10022

ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.
145 ASPINALL AVE, HAGATNA, 96910 GUAM, USA
Mailing Address: 145 ASPINALL AVE., HAGATNA, 96910 GUAM, USA

ASL CAPITAL MARKETS INC.
600 SUMMER STREET, SUITE 402, STAMFORD, CT 06901

ASPIRATION FINANCIAL LLC
4551 GLENCOE AVE., SUITE 300, MARINA DEL REY, CA 90292

ASSETMARK BROKERAGE, LLC
1655 GRANT STREET, 10TH FLOOR, CONCORD, CA 94520

ASSETPOINT FINANCIAL, LLC
1300 NORTH 17TH STREET, SUITE 1800, ARLINGTON, VA 22209-3810

ASSOCIATED INVESTMENT SERVICES, INC.
433 MAIN STREET, GREEN BAY, WI 54301-5114
Mailing Address: P.O. BOX 640, GREEN BAY, WI 54305-0640

ASSUREDPARTNERS FINANCIAL SERVICES
4600 W. CYPRESS, SUITE 405, TAMPA, FL 33607

ASTOR RIDGE N.A. LLP
60 RUMSON ROAD, RUMSON, NJ 07760

ASTORIA CAPITAL MARKETS, INC.
344A WILLIS AVE, MINEOLA, NY 11501

ASTRIS SECURITIES, LLC
1627 EYE STREET, NW, SUITE 1210, WASHINGTON, DC 20006

ATB CAPITAL MARKETS USA INC.
#410, 585 8TH AVENUE SW, CALGARY, T2P 1G1 CANADA

ATEL SECURITIES CORPORATION
THE TRANSAMERICA PYRAMID 600 MONTGOMERY STREET, 9TH FLOOR, SAN FRANCISCO, CA 94111

ATHENE SECURITIES, LLC
7700 MILLS CIVIC PARKWAY, WEST DES MOINES, IA 50266

ATIS, INC
9717 PRAIRIE AVENUE, HIGHLAND, IN 46322

ATLANTIC - PACIFIC CAPITAL, INC.
ONE DOCK STREET, SUITE 404, STAMFORD, CT 06902

ATLANTIC SECURITIES, INC.
920 PROVIDENCE RD., SUITE 201, TOWSON, MD 21286-2988

ATLAS STRATEGIC ADVISORS, LLC
126 WEST 22 STREET, SUITE 9S, NEW YORK, NY 10011

ATLAS TECHNOLOGY GROUP LLC
50 FRANCISCO STREET, SUITE 203, SAN FRANCISCO, CA 94133

ATM EXECUTION LLC
599 LEXINGTON AVE, 21 FLOOR, NEW YORK, NY 10022

ATREYU GROUP LLC
1185 AVENUE OF THE AMERICAS, 3RD FLOOR, NEW YORK, NY 10036

AUERBACH GRAYSON & COMPANY LLC
25W 45TH STREET SUITE 16, NEW YORK, NY 10036
Mailing Address: 25W 45TH STREET SUITE 16, NEW YORK, NY 10036

AUFHAUSER SECURITIES, INC.
112 WEST 56TH STREET, NEW YORK, NY 10019-3841

AUGEO ADVISORS, LLC
10940 WILSHIRE BLVD., 16TH FLOOR, LOS ANGELES, CA 90024

AURIA SERVICES CORP.
1120 AVENUE OF THE AMERICAS, 4TH FLOOR, NEW YORK, NY 10036

AURORA SECURITIES
2565 WEST MAPLE, TROY, MI 48084

AURUS ADVISORS, INC.
N. 822 FLORIDA A1A, SUITE 310, PONTE VEDRA BEACH, FL 32082
Mailing Address: 156 RETREAT PLACE, PONTE VEDRA BEACH, FL 32082

AUSDAL FINANCIAL PARTNERS, INC.
5187 UTICA RIDGE RD, DAVENPORT, IA 52807

AUSTIN ATLANTIC CAPITAL INC.
1 ALHAMBRA PLAZA, SUITE 100, CORAL GABLES, FL 33134
Mailing Address: 1 ALHAMBRA PLAZA, SUITE 100, MIAMI, FL 33134

AUTOMATED EQUITY FINANCE MARKETS, INC.
225 LIBERTY STREET, 10TH FLOOR, SUITE 1020, NEW YORK, NY 10281

AVALON SECURITIES, LTD.
530 FIFTH AVENUE, 9TH FLOOR, NEW YORK, NY 10036
Mailing Address: 276 WATER STREET, SUITE 650, NEW YORK, NY 10038

AVALON WEALTH MANAGEMENT LLC
2929 ALLEN PKWY STE 3000, HOUSTON, TX 77019-7124

AVANT-GARDE TRADING SECURITIES
230 W. MONROE, SUITE 845, CHICAGO, IL 60606

AVANTAX INVESTMENT SERVICES, INC.
3200 OLYMPUS BLVD, SUITE 100, DALLAS, TX 75019

AVANZA CAPITAL MARKETS INC.
135 EAST 57TH STREET, 18TH FLOOR, NEW YORK, NY 10022
Mailing Address: 135 EAST 57TH STREET, 14TH FLOOR, NEW YORK, NY 10022

AVATAR CAPITAL GROUP LLC
525 WASHINGTON BLVD., 14TH FLOOR, JERSEY CITY, NJ 07310

AVENDUS CAPITAL, INC.
445 PARK AVENUE 19TH FLOOR, NEW YORK, NY 10022

AVENTURA SECURITIES, LLC
100 SE 3RD AVE, SUITE 2216, FORT LAUDERDALE, FL 33394

AVENUE SECURITIES LLC
3121 COMMODORE PLAZA, 3RD FLOOR, SUITE 300, MIAMI, FL 33133

AVIDITI FINANCIAL, LLC
8117 PRESTON ROAD, SUITE 450, DALLAS, TX 75225

AVIOR CAPITAL MARKETS US, LLC
733 THIRD AVENUE, 16TH FLOOR, NEW YORK, NY 10017

AVISEN SECURITIES, INC.
3620 AMERICAN RIVER DRIVE, SUITE 145, SACRAMENTO, CA 95864-7256

AVM, L.P.
777 YAMATO ROAD, SUITE 300, BOCA RATON, FL 33431

AVONDALE PARTNERS, LLC
40 BURTON HILLLS BLVD., SUITE 450, NASHVILLE, TN 37215
Mailing Address: 40 BURTON HILLS BLVD., SUITE 450, NASHVILLE, TN 37215

AW SECURITIES
8775 FOLSOM BOULEVARD, SUITE 100, SACRAMENTO, CA 95826

AXCESSNET, LLC
192 PARTRIDGE LANE, CONCORD, MA 02421

AXEGINE SECURITIES LLC
360 MADISON AVE, 20TH FLOOR, NEW YORK, NY 10017
Mailing Address: 360 MADISON AVE, 22ND FLOOR, C/O SEAPORT GLOBAL HOLDINGS LLC, NEW YORK, NY 10017

AXIA CAPITAL MARKETS, LLC
555 MADISON AVENUE, SUITE 11A, NEW YORK, NY 10022

AXIO FINANCIAL LLC
62 W 45TH ST, 5TH FLOOR, NEW YORK, NY 10036

AXIOM CAPITAL MANAGEMENT, INC.
350 FIFTH AVENUE, SUITE 5420, NEW YORK, NY 10118

AXIS CAPITAL USA, LLC
405 LEXINGTON AVENUE, SUITE 714, NEW YORK, NY 10174

AXOS CLEARING LLC
1200 LANDMARK CENTER, 1299 FARNAM STREET SUITE 800, OMAHA, NE 68102-1916

AXOS INVEST LLC
9205 W RUSSELL ROAD, SUITE 400, LAS VEGAS, NV 89148

Last updated: 7/22/21