Firms We Regulate - A

A & M SECURITIES, LLC
2475 NORTHWINDS PKWY, SUITE 200, ALPHARETTA, GA 30004

A&A SECURITIES LLC
1151 GIBSON RD, SELAH, WA 98942

A. P. SECURITIES, INC.
15 WATERVIEW DR, CENTERPORT, NY 11721
Mailing Address: P. O. BOX 434, CENTERPORT, NY 11721

A. R. SCHMEIDLER & CO., INC.
500 FIFTH AVENUE, NEW YORK, NY 10110-1405

A.BRIDGE REALVEST SECURITIES CORPORATION
50 TICE BLVD, SUITE 340, WOODCLIFF LAKE, NJ 07677

A.C.R. SECURITIES, INC.
687 PARK LANE, CEDARHURST, NY 11516

A.G. QUINTAL INVESTMENT COMPANY INC.
2177 ACUSHNET AVE., NEW BEDFORD, MA 02745-6316

A.J. SLOANE & COMPANY, LLC
623 FIFTH AVENUE, 28TH FLOOR, NEW YORK, NY 10022

AARON CAPITAL INCORPORATED
5180 PARK, SUITE 250, MEMPHIS, TN 38119

ABACUS INTERNATIONAL CAPITAL CORP.
6 BOWERY, 4TH FLOOR, NEW YORK, NY 10013

ABACUS INVESTMENTS, INC.
138 N. MAIN ST, OCONOMOWOC, WI 53066

ABBEY CAPITAL (US) LLC
330 MADISON AVE, SUITE 602, NEW YORK, NY 10017-5001

ABD RETIREMENT SERVICES, INC.
450 SANSOME STREET, SUITE #300, SAN FRANCISCO, CA 94111

ABEL/NOSER CORP.
ONE BATTERY PARK PLAZA, 6TH FLOOR, NEW YORK, NY 10004

ABERDEEN FUND DISTRIBUTORS, LLC
1735 MARKET STREET, 32 ND FLOOR, PHILADELPHIA, PA 19103

ABG SECURITIES, LLC
7007 COLLEGE BLVD., SUITE 400, OVERLAND PARK, KS 66211

ABG SUNDAL COLLIER INC.
535 MADISON AVENUE, NEW YORK, NY 10022-4212

ABN AMRO CLEARING CHICAGO LLC
175 WEST JACKSON BLVD, STE 400, CHICAGO, IL 60604

ABN AMRO SECURITIES (USA) LLC
100 PARK AVENUE, 17 FLOOR, NEW YORK, NY 10017-5516

ABNER HERRMAN & BROCK, LLC
HARBORSIDE FINANCIAL CENTER, PLAZA 5, SUITE 1640, JERSEY CITY, NJ 07311

ABOUT CORPORATE FINANCE CORPORATION
39 BROADWAY, SUITE 3300, NEW YORK, NY 10006

ABRAHAM & CO., INC.
3724 47TH STREET CT. NW, GIG HARBOR, WA 98335

ABRAMENKO & COMPANY, INC.
115 WEST CENTURY ROAD, SUITE 360, PARAMUS, NJ 07652

ABRAMSON FINANCIAL, LLC
293 EISENHOWER PARKWAY, SUITE 330, LIVINGSTON, NJ 07039
Mailing Address: 293 EISENHOWER PARKWAY, NINTH FLOOR, LIVINGSTON, NJ 07039

ACA/PRUDENT INVESTORS PLANNING CORPORATION
326 ROUTE 22 WEST, UNIT 12B, GREEN BROOK, NJ 08812

ACADEMY SECURITIES, INC.
277 PARK AVENUE, 35TH FLOOR, NEW YORK, NY 10172

ACAP FINANCIAL INC.
57 WEST 200 SOUTH STE 202, SALT LAKE CITY, UT 84101

ACC SECURITIES, LLC
5429 LBJ FREEWAY-SUITE 750, DALLAS, TX 75240
Mailing Address: 5429 LBJ FREEWAY-SUITE 750, DALLAS, TX 75240

ACCELERATED CAPITAL GROUP
18301 VON KARMAN, SUITE #400, IRVINE, CA 92612

ACCESS FINANCIAL GROUP, INC.
118 NORTH CLINTON ST-SUITE 450, CHICAGO, IL 60661

ACCESS INVESTMENTS, INC.
3621 NW 63RD, OKLAHOMA CITY, OK 73116-2000

ACCESS SECURITIES, LLC
30 BUXTON FARM ROAD STE 300, STAMFORD, CT 06905

ACCESSALPHA WORLDWIDE LLC
630 DAVIS STREET, SUITE 201, EVANSTON, IL 60201-4468

ACCORD CAPITAL PARTNERS LLC
600 MONTGOMERY STREET, 17TH FLOOR, SAN FRANCISCO, CA 94111

ACCRUED EQUITIES INC.
150 BROADHOLLOW RD, SUITE PH 02, MELVILLE, NY 11747

ACE DIVERSIFIED CAPITAL, INC.
923 EAST VALLEY BLVD.,, SUITE 213, SAN GABRIEL,, CA 91776

ACF INTERNATIONAL INC.
50 CONGRESS STREET, SUITE 6, BOSTON, MA 02109

ACGM, INC.
590 MADISON AVENUE, 41ST FLOOR, SUITE 4103, NEW YORK, NY 10022

ACHATES CAPITAL ADVISORS LLC
3201 NEW MEXICO AVENUE, N.W., SUITE 247, WASHINGTON, DC 20016

ACHELOUS PARTNERS, LLC
THE CHRYSLER BUILDING, 405 LEXINGTON AVENUE, 7TH FLOOR, NEW YORK CITY, NY 10174-0002

ACKRELL CAPITAL, LLC
38 KEYES AVE., SUITE 200, SAN FRANCISCO, CA 94129
Mailing Address: 475 MARINA BOULEVARD, SAN FRANCISCO, CA 94123

ACN SECURITIES INC.
100 PARK AVENUE - SUITE 1600, NEW YORK, NY 10017

ACORNS SECURITIES, LLC
4600 CAMPUS DRIVE #110, NEWPORT BEACH, CA 92660

ACP SECURITIES, LLC
1450 BRICKELL AVENUE, SUITE 1460, MIAMI, FL 33131

ACQUEST SECURITIES LLC
1221 MCKINNEY STREET, SUITE 3250, HOUSTON, TX 77010

ACTINVER SECURITIES, INC.
5075 WESTHEIMER, SUITE 650, HOUSTON, TX 77056

ADCAP SECURITIES LLC
701 BRICKELL AVE, SUITE 850, MIAMI, FL 33131

ADIRONDACK TRADING GROUP LLC
2123 MAIN STREET, NEW WOODSTOCK, NY 13122

ADP BROKER-DEALER, INC.
ONE ADP BOULEVARD, ROSELAND, NJ 07068-1786

ADVANCE CAPITAL SERVICES, INC.
ONE TOWNE SQUARE, SUITE 444, SOUTHFIELD, MI 48076

ADVANCED ADVISOR GROUP, LLC
440 EMERSON STREET N., SUITE 4, CAMBRIDGE, MN 55008

ADVANCED ASSET TRADING, INC
370 ST ANDREWS FAIRWAY, MEMPHIS, TN 38111

ADVANCED GLOBAL SECURITES CORP.
ONE HUDSON CITY CENTER, LOWER LEVEL, HUDSON, NY 12534
Mailing Address: ONE HUDSON CITY CENTER, LOWER LEVEL, HUDSON, NY 10534

ADVANCED STRATEGIES BROKER DEALER LLC
1308 DALLAS ROAD, CHATTANOOGA, TN 37405

ADVANTAGE GFC LLC
2 WALL STREET, NEW YORK, NY 10005

ADVANTAGE SECURITIES LLC
231 S. LASALLE STREET, SUITE 1400, CHICAGO, IL 60604

ADVISER DEALER SERVICES, INC.
6125 MEMORIAL DRIVE, DUBLIN, OH 43017-9767
Mailing Address: P.O. BOX 7177, DUBLIN, OH 43017-9767

ADVISOR DIRECT
6 KIMBALL LANE, LYNNFIELD, MA 01940

ADVISORS ASSET MANAGEMENT, INC.
18925 BASE CAMP ROAD, MONUMENT, CO 80132-0000
Mailing Address: 18925 BASE CAMP ROAD, MONUMENT, CO 80132

ADVISORS CLEARING NETWORK, INC.
7 N. FAIR OAKS AVENUE, PASADENA, CA 91103

ADVISORY GROUP EQUITY SERVICES LTD.
444 WASHINGTON STREET, SUITE 407, WOBURN, MA 01801

AEG CAPITAL, LLC
200 W. MADISON STREET, SUITE 2410, CHICAGO, IL 60606

AEGIS CAPITAL CORP.
810 7TH AVE, 18TH & 22ND FLOOR, NEW YORK, NY 10019
Mailing Address: 810 7TH AVE, 18TH FLOOR, NEW YORK, NY 10019

AEGIS ENERGY ADVISORS CORP.
708 THIRD AVENUE, 6TH FLOOR, NEW YORK, NY 10017-4201

AEGIS INVESTMENTS, INC.
4915 WEST 35TH STREET, SUITE 206, ST LOUIS PARK, MN 55416

AEI SECURITIES, INC.
1300 WELLS FARGO PLACE, 30 SEVENTH STREET EAST, ST. PAUL, MN 55101-4901

AERIS PARTNERS LLC
ONE BROADWAY, 11TH FLOOR, CAMBRIDGE, MA 02142-1187
Mailing Address: ONE BROADWAY, 14TH FLOOR, CAMBRIDGE, MA 02142-1187

AETHLON CAPITAL, L.L.C
225 SOUTH SIXTH ST., SUITE 1790, MINNEAPOLIS, MN 55402

AFFILIATED BANKERS CAPITAL, L.L.C.
901 SOUTH MOPAC EXPRESSWAY, BARTON OAKS PLAZA V, SUITE 140, AUSTIN, TX 78746

AFS SECURITIES, LLC
404 WYMAN STREET, SUITE 100, WALTMAN, MA 02451

AG BD LLC
245 PARK AVENUE, 26TH FLOOR, NEW YORK, NY 10167-0094

AGC PARTNERS
99 HIGH STREET, FLOOR 22, BOSTON, MA 02110

AGECROFT PARTNERS, LLC
103 CANTERBURY ROAD, RICHMOND, VA 23221-3211

AGENCY DESK, LLC
515 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY 10022
Mailing Address: 515 MADISON AVENUE, 22ND FLOOR SUITE 22B, NEW YORK, NY 10022

AGENCY TRADING GROUP, INC.
235 EAST LAKE STREET, WAYZATA, MN 55391
Mailing Address: 235 EAST LAKE STREET, 2ND FLOOR, WAYZATA, MN 55391

AGM SECURITIES LLC
800 THIRD AVENUE, 49TH FLOOR, NEW YORK, NY 10172
Mailing Address: 277 PARK AVENUE, 39TH FLOOR, NEW YORK, NY 10022

AGRICAPITAL SECURITIES INC.
1410 BROADWAY, SUITE 1802, NEW YORK, NY 10018

AI SECURITIES,INC.
33 UNION STREET, BOSTON, MA 02108-2406

AIG CAPITAL SERVICES, INC.
HARBORSIDE FINANCIAL CENTER, 3200 PLAZA 5, JERSEY CITY, NJ 07311-4992

AIG GLOBAL CAPITAL MARKETS SECURITIES, LLC
50 DANBURY ROAD, WILTON, CT 06897

AILERON CAPITAL MANAGEMENT, LLC
5510 W. LASALLE STREET, 3RD FLOOR, TAMPA, FL 33607

AK CAPITAL LLC
445 PARK AVENUE, 9TH FLOOR, NEW YORK, NY 10022
Mailing Address: 445 PARK AVENUE 9TH FLOOR, NEW YORK, NY 10022

AKAR CAPITAL MANAGEMENT, INC.
8551 W. SUNRISE BLVD. #102A, PLANTATION, FL 33322
Mailing Address: 8551 W. SUNRISE BLVD #102A, PLANTATION, FL 33322

AKIN BAY COMPANY LLC
780 THIRD AVENUE, NEW YORK, NY 10017

ALAMO CAPITAL
201 N CIVIC DR, SUITE 360, WALNUT CREEK, CA 94596

ALBERT FRIED & COMPANY, LLC
45 BROADWAY, 24TH FLOOR, NEW YORK, NY 10006

ALBRIGHT SECURITIES LLC
1101 NEW YORK AVENUE, NW, SUITE 900, WASHINGTON, DC 20005

ALDERMAN & COMPANY CAPITAL, LLC
35 WARRINGTON ROUND, DANBURY, CT 06810

ALDWYCH SECURITIES LLC
950 THIRD AVENUE, 16TH FLOOR, NEW YORK, NY 10022

ALERUS SECURITIES CORPORATION
2300 COLUMBIA ROAD SOUTH, GRAND FORKS, ND 58201
Mailing Address: P.O. BOX 6001, GRAND FORKS, ND 58206

ALEXANDER CAPITAL, L.P.
17 STATE STREET, 5TH FLOOR, NEW YORK, NY 10004

ALEXANDER INVESTMENT SERVICES CO.
909 LILY CREEK ROAD #101, LOUISVILLE, KY 40243-2808

ALFORMA CAPITAL MARKETS, INC.
1270 AVENUE OF THE AMERICAS, SUITE 1805, NEW YORK, NY 10020

ALLEGHENY INVESTMENTS, LTD.
STONE QUARRY CROSSING, 811 CAMP HORNE ROAD, SUITE 100, PITTSBURGH, PA 15237

ALLEGIS INVESTMENT SERVICES, LLC
2410 E. 25TH CIRCLE, IDAHO FALLS, ID 83404

ALLEGRO SECURITIES LLC
504 KING WILLIAM, SAN ANTONIO, TX 78204

ALLEN & COMPANY LLC
711 FIFTH AVENUE, NEW YORK, NY 10022

ALLEN & COMPANY OF FLORIDA, INC.
1401 SOUTH FLORIDA AVENUE, LAKELAND, FL 33803
Mailing Address: P.O. BOX 387, LAKELAND, FL 33802

ALLEN C. EWING & CO.
50 NORTH LAURA STREET, SUITE 3625, JACKSONVILLE, FL 32202
Mailing Address: 50 N LAURA STREET, SUITE 3625, JACKSONVILLE, FL 32202

ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC
135 S. MADISON STREET, THOMASVILLE, GA 31792
Mailing Address: POST OFFICE BOX 1116, THOMASVILLE, GA 31799

ALLIANCE ADVISORY & SECURITIES, INC.
3390 AUTO MALL DRIVE, WESTLAKE VILLAGE, CA 91362

ALLIANCE AFFILIATED EQUITIES CORPORATION
7227 METCALF AVENUE, SUITE 201, OVERLAND PARK, KS 66204

ALLIANCE FINANCIAL GROUP, INC.
5950 BERKSHIRE LANE #1060, DALLAS, TX 75225

ALLIANCEBERNSTEIN INVESTMENTS, INC.
1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105-0096

ALLIANT EQUITY INVESTMENTS, LLC
21600 OXNARD STREET - SUITE 1200, WOODLAND HILLS, CA 91367
Mailing Address: 21600 OXNARD STREET-SUITE 1200, WOODLAND HILLS, CA 91367

ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM
695 NORTH LEGACY RIDGE DRIVE SUITE 300, LIBERTY LAKE, WA 99019

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
1633 BROADWAY, NEW YORK, NY 10019

ALLIANZ LIFE FINANCIAL SERVICES, LLC
5701 GOLDEN HILLS DRIVE, MINNEAPOLIS, MN 55416-1297
Mailing Address: P O BOX 1117, MINNEAPOLIS, MN 55440-1117

ALLIED ASSET MANAGEMENT, INC.
2033 6TH AVENUE, SUITE 1009, SEATTLE, WA 98121

ALLISON-WILLIAMS COMPANY
90 SOUTH 7TH STREET, SUITE 3850, MINNEAPOLIS, MN 55402-2441

ALLSTATE DISTRIBUTORS, L.L.C.
3100 SANDERS ROAD, STE M4, NORTHBROOK, IL 60062

ALLSTATE FINANCIAL SERVICES, LLC
2920 S 84TH STREET, LINCOLN, NE 68506
Mailing Address: PO BOX 83271, LINCOLN, NE 68501-3271

ALLUVION SECURITIES, LLC
5101 WHEELIS DRIVE, SUITE 200, MEMPHIS, TN 38117

ALLY SECURITIES LLC
1177 AVENUE OF THE AMERICAS, 16TH FLOOR, NEW YORK, NY 10036
Mailing Address: 300 GALLERIA OFFICENTRE STE 200, SOUTHFIELD, MI 48034

ALMAX FINANCIAL SOLUTIONS, LLC
12 VAN SYCKLES ROAD, CLINTON, NJ 08809

ALPHASOURCE CAPITAL SECURITIES LLC
32 EAST 57TH STREET, 12TH FLOOR, NEW YORK, NY 10022

ALPINA CAPITAL, LLC
100 JACKSON STREET, SUITE 101, DENVER, CO 80206

ALPINE SECURITIES CORPORATION
39 EXCHANGE PLACE, SALT LAKE CITY, UT 84111

ALPS DISTRIBUTORS, INC.
1290 BROADWAY, SUITE 1100, DENVER, CO 80203
Mailing Address: PO BOX 328, DENVER, CO 80201-0328

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.
1290 BROADWAY, SUITE 1100, DENVER, CO 80203
Mailing Address: P.O. BOX 328, DENVER, CO 80201-0328

ALTACORP CAPITAL (USA) INC.
888 - 3RD STREET SW, SUITE 1100, CALGARY, T2P 5C5 AB CANADA

ALTEGRIS INVESTMENTS, LLC
1200 PROSPECT STREET, SUITE 400, LA JOLLA, CA 92037

ALTERNATIVE ACCESS CAPITAL, LLC
700 LARKSPUR LANDING CIR, SUITE 245, LARKSPUR, CA 94939

ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC
260 WEST 36TH STREET, SUITE 502, NEW YORK, NY 10018
Mailing Address: BOX 5274, ROCKEFELLER STATION, NEW YORK, NY 10185-5274

ALTERNATIVE EXECUTION GROUP
708 THIRD AVENUE, 5TH FLOOR, NEW YORK, NY 10017

ALTERNATIVE INVESTMENT SERVICES, LLC
141 W. JACKSON BLVD., SUITE 1340A, CHICAGO, IL 60604

ALTERNET SECURITIES INC.
ONE LIBERTY PLAZA, 165 BROADWAY, 4TH FL., NEW YORK, NY 10006

ALTON SECURITIES GROUP INC.
2410 STATE STREET, P.O. BOX 160, ALTON, IL 62002
Mailing Address: P.O. BOX 160, ALTON, IL 62002

ALVAREZ & MARSAL SECURITIES, LLC
600 MADISON AVE, 8TH FLOOR, NEW YORK, NY 10022
Mailing Address: 600 MADISON AVE, 8TH FLOOR, NEW YORK, NY 10022

ALYSSA LLC
888 7TH AVENUE, 41ST FLOOR, NEW YORK, NY 10106

AMA SECURITIES LLC
405 LEXINGTON AVENUE, 67TH FLOOR, NEW YORK, NY 10174

AMBASSADOR FINANCIAL GROUP, INC.
1605 NORTH CEDAR CREST BOULEVARD, SUITE 508, ALLENTOWN, PA 18104

AMBATA SECURITIES, LLC
1201 PEACHTREE ST., NE, BUILDING 400, SUITE 1720, ATLANTA, GA 30361

AMD CAPITAL, LLC
100 TRI-STATE INTERNATIONAL, SUITE 138, LINCOLNSHIRE, IL 60069

AMEGY INVESTMENTS, INC.
4400 POST OAK PARKWAY, HOUSTON, TX 77027
Mailing Address: P.O. BOX 27459, HOUSTON, TX 77227-7459

AMERICA NORTHCOAST SECURITIES, INC.
2000 AUBURN DRIVE, SUITE 300, CLEVELAND, OH 44122

AMERICAFIRST SECURITIES, INC.
8150 SIERRA COLLEGE BLVD, SUITE 290, ROSEVILLE, CA 95661

AMERICAN CAPITAL PARTNERS, LLC
205 OSER AVE., HAUPPAUGE, NY 11788

AMERICAN CENTURY INVESTMENT SERVICES INC.
4500 MAIN STREET, KANSAS CITY, MO 64111
Mailing Address: P.O. BOX 410141, KANSAS CITY, MO 64141-0141

AMERICAN DIVERSIFIED FINANCIAL GROUP LLC
600 NORTH WEINBACH, SUITE 460, EVANSVILLE, IN 47711

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
707 2ND AVENUE SOUTH, MINNEAPOLIS, MN 55402
Mailing Address: 5221 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474

AMERICAN EQUITY CAPITAL, INC.
6000 WESTOWN PARKWAY, 2ND FLOOR, WEST DES MOINES, IA 50266-7711
Mailing Address: P.O. BOX 71607, DES MOINES, IA 50325

AMERICAN EQUITY INVESTMENT CORPORATION
4222 GRANTLINE ROAD, NEW ALBANY, IN 47150

AMERICAN FIDELITY SECURITIES, INC.
2000 CLASSEN BLVD., OKLAHOMA CITY, OK 73106-6092
Mailing Address: P.O. BOX 25523, OKLAHOMA CITY, OK 73125-0523

AMERICAN FINANCIAL ASSOCIATES, INC.
1700 NORTHAMPTON STREET, SUITE A, EASTON, PA 18042-1659
Mailing Address: 1700 NORTHAMPTON STREET, SUITE A, EASTON, PA 18042-1659

AMERICAN FINANCIAL SECURITIES, INC.
6003 UNIVERSITY AVE. - SUITE C, CEDAR FALLS, IA 50613
Mailing Address: 6003 UNIVERSITY AVE.- SUITE C, CEDAR FALLS, IA 50613

AMERICAN FUNDS & TRUSTS INCORPORATED
3030 SOUTH MAIN STREET, SUITE 100, SALT LAKE CITY, UT 84115-3554

AMERICAN FUNDS DISTRIBUTORS, INC.
333 S. HOPE ST. 55TH FL., LOS ANGELES, CA 90071

AMERICAN HERITAGE SECURITIES, INC.
655 W MARKET STREET, AKRON, OH 44303-1438

AMERICAN INDEPENDENT SECURITIES GROUP, LLC
1036 E. IRON EAGLE DR., SUITE 105, EAGLE, ID 83616

AMERICAN INVESTORS COMPANY
2682 BISHOP DR., SUITE 123, SAN RAMON, CA 94583
Mailing Address: P. O. BOX 1307, SAN RAMON, CA 94583

AMERICAN INVESTORS GROUP, INC.
10237 YELLOW CIRCLE DRIVE, MINNETONKA, MN 55343

AMERICAN MUNICIPAL SECURITIES, INC.
720 SECOND AVE S., ST. PETERSBURG, FL 33701
Mailing Address: P.O. BOX 11749, ST. PETERSBURG, FL 33733-1749

AMERICAN NETWORK SECURITIES CORP.
10104 W. COGGINS DRIVE, AMERICAN NETWORK PLAZA, SUN CITY, AZ 85351-3405

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
4250 VETERANS MEMORIAL HIGHWAY, 4TH FLOOR EAST, HOLBROOK, NY 11741
Mailing Address: 4250 VETERANS MEMORIAL HWY, 4TH FLOOR EAST, HOLBROOK, NY 11741

AMERICAN REPUBLIC EQUITIES CORPORATION
601 SIXTH AVE, DES MOINES, IA 50309

AMERICAN TRUST INVESTMENT SERVICES, INC.
1244 119TH STREET, WHITING, IN 46394-1003

AMERICAN WEALTH MANAGEMENT, INC.
1050 CROWN POINTE PARKWAY SUITE 1230, ATLANTA, GA 30338

AMERIPRISE FINANCIAL SERVICES, INC.
707 2ND AVENUE SOUTH, MINNEAPOLIS, MN 55402
Mailing Address: 5221 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474

AMERITAS INVESTMENT CORP.
5900 "O" STREET, LINCOLN, NE 68510-2234
Mailing Address: PO BOX 5507, LINCOLN, NE 68505-0507

AMERITECH ADVISORS
708 THIRD AVENUE, 5TH FLOOR, NEW YORK, NY 10017

AMG DISTRIBUTORS, INC.
800 CONNECTICUT AVENUE, NORWALK, CT 06854

AMHERST PIERPONT
281 TRESSER BLVD., 9TH FLOOR, STAMFORD, CT 06901
Mailing Address: 281 TRESSER BLVD, 9TH FLOOR, STAMFORD, CT 06901

AMUNDI DISTRIBUTORS USA, LLC
280 SOUTH MANGUM STREET, SUITE 301, DURHAM, NC 27701

AMUR ADVISORS LLC
ONE NORTH LEXINGTON AVENUE, SUITE 1101, WHITE PLAINS, NY 10601

ANCHIN CAPITAL ADVISORS LLC
1375 BROADWAY, 18TH FLOOR, NEW YORK, NY 10018
Mailing Address: 1375 BROADWAY, 18TH FLOOR, NEW YORK CITY, NY 10018

ANCHOR ASSET MANAGEMENT LLC
ONE EAST END AVENUE, SUITE 10A, NEW YORK, NY 10075

ANCHOR BAY SECURITIES, LLC
5780 FLEET STREET, SUITE 308, CARLSBAD, CA 92008

ANDBANC BROKERAGE, LLC
1221 BRICKELL AVENUE SUITE 1550, MIAMI, FL 33131

ANDERSON LENEAVE & CO.
6000 FAIRVIEW ROAD, SUITE 625, CHARLOTTE, NC 28210

ANDES CAPITAL GROUP, LLC
205 WEST WACKER DRIVE, SUITE 1804, CHICAGO, IL 60606

ANDREW GARRETT INC.
750 3RD AVE., 9TH FLOOR, NEW YORK, NY 10017

ANDREWS PARTNERS
50 S.STEELE STREET, SUITE 390, DENVER, CO 80209
Mailing Address: 50 S. STEELE STREET, SUITE 390, DENVER, CO 80209

ANGEL ISLAND CAPITAL SERVICES, LLC
ONE EMBARCADERO CENTER, SUITE 2110, SAN FRANCISCO, CA 94111

ANICO FINANCIAL SERVICES, INC.
ONE MOODY PLAZA, SUITE 1423, GALVESTON, TX 77550
Mailing Address: ONE MOODY PLAZA SUITE 1423, GALVESTON, TX 77550

ANOVEST FINANCIAL SERVICES, INC.
3225 SHALLOWFORD ROAD, SUITE 220, MARIETTA, GA 30062

ANSLEY SECURITIES LLC
25 W. JEFFERSON AVE, SUITE 200, NAPERVILLE, IL 60540

ANTARCTICA ADVISORS
1200 BRICKELL AVE. SUITE 1950, MIAMI, FL 33131

ANTHEM SECURITIES, INC.
PARK PLACE CORPORATE CENTER ONE, 1000 COMMERCE DRIVE, SUITE 410, PITTSBURGH, PA 15275-1011

ANUBIS SECURITIES LLC
717 FIFTH AVENUE, 18TH FLOOR, NEW YORK, NY 10022

ANZ SECURITIES, INC.
277 PARK AVENUE, FLOOR 31, NEW YORK, NY 10172-0003

AOC SECURITIES, LLC
3060 PEACHTREE STREET, NW; SUITE 500, ATLANTA, GA 30305

AON BENFIELD SECURITIES, INC.
200 EAST RANDOLPH STREET, CHICAGO, IL 60601

APB FINANCIAL GROUP, LLC
17 STATE ST. - 16 FLOOR, NEW YORK, NY 10004

APEX CLEARING CORPORATION
ONE DALLAS CENTER, 350 N. ST. PAUL, SUITE 1300, DALLAS, TX 75201

APOLLO GLOBAL SECURITIES, LLC
9 WEST 57TH STREET, 48TH FL, NEW YORK, NY 10019-2701

APPLE LANE GROUP LLC
2393 MAIN STREET, LANCASTER, MA 01523

APPLIED CAPITAL, LLC
120 E. MARKET STREET, SUITE 930, INDIANAPOLIS, IN 46204

APT HEALTHCARE CAPITAL
18100 VON KARMAN, SUITE 500, IRVINE, CA 92612

APTO PARTNERS, LLC
4 CAMPUS DRIVE, PARSIPPANY, NJ 07054
Mailing Address: 4 CAMPUS DRIVE, 1ST FLOOR NORTH, PARSIPPANY, NJ 07054

AQUA SECURITIES L.P.
125 PARK AVENUE, NEW YORK, NY 10017

AQUEDUCT CAPITAL GROUP, LLC
2820 SELWYN AVENUE, SUITE 550, CHARLOTTE, NC 28209

AQUILA DISTRIBUTORS, INC.
120 WEST 45TH STREET, SUITE 3600, NEW YORK, NY 10036

AQUILO PARTNERS, L.P.
ONE MARITIME PLAZA, 14TH FLOOR, SAN FRANCISCO, CA 94111

ARBOR ADVISORS, LLC
1950 UNIVERSITY AVE, STE. 204, E. PALO ALTO, CA 94303

ARBOR COURT CAPITAL, LLC
2000 AUBURN DRIVE, SUITE 300, CLEVELAND, OH 44122
Mailing Address: 2000 AUBURN DRIVE, SUITE 120, CLEVELAND, OH 44122

ARBOR RESEARCH & TRADING, LLC
1000 HART ROAD, SUITE 260, BARRINGTON, IL 60010

ARC SECURITIES, LLC
1330 CONNECTICUT AVENUE, NW, SUITE 502, WASHINGTON, DC 20036
Mailing Address: 1330 CONNECTICUT AVENUE, NW, SUITE 223, WASHINGTON, DC 20036

ARCA CAPITAL INVESTMENTS, INC.
WELLS FARGO CENTER, 333 AVENUE OF THE AMERICAS, SUITE 2530, MIAMI, FL 33131

ARCADIA INVESTMENT CORPORATION
1314 N.W. IRVING STREET, SUITE 608, PORTLAND, OR 97209

ARCADIA SECURITIES, LLC
720 FIFTH AVE, 10TH FL, NEW YORK, NY 10019
Mailing Address: 720 FIFTH AVE, 10TH FLOOR, NEW YORK, NY 10019

ARCHER DISTRIBUTORS, LLC
6100 CHEVY CHASE DR., SUITE 100, LAUREL, MD 20707

ARCHIPELAGO SECURITIES L.L.C.
100 SOUTH WACKER DRIVE, SUITE #1800, CHICAGO, IL 60606

ARCHIPELAGO TRADING SERVICES, INC.
100 S. WACKER DR., SUITE 1800, CHICAGO, IL 60606
Mailing Address: 100 SOUTH WACKER DRIVE, SUITE 1800, CHICAGO, IL 60606

ARDEN SECURITIES LLC
3 CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: 3 CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

ARDOUR CAPITAL INVESTMENTS, LLC
350 5TH AVENUE, SUITE 3018, NEW YORK, NY 10118

ARES INVESTOR SERVICES LLC
2000 AVENUE OF THE STARS, 12TH FLOOR, LOS ANGELES, CA 90067

ARETE RESEARCH LLC
15 BROAD ST., 1ST FLOOR, BOSTON, MA 02109

ARETE WEALTH MANAGEMENT, LLC
1699 E. WOODFIELD RD., SUITE 565, SCHAUMBURG, IL 60173

ARGENTHAL & CO. INC.
15 MAIDEN LANE, ROOM 601, NEW YORK, NY 10038

ARI FINANCIAL SERVICES, INC.
9120 W 135TH STREET, SUITE 212, OVERLAND PARK, KS 66221

ARIA CAPITAL ADVISORS, LLC
475 CENTRAL AVENUE, SUITE M1, ST. PETERSBURG, FL 33701

ARIANE CAPITAL PARTNERS LLC
501 CANDACE LANE, SUITE 100, VILLANOVA, PA 19085
Mailing Address: 501 CANDACE LANE, VILLANOVA, PA 19085

ARIEL DISTRIBUTORS, LLC
200 EAST RANDOLPH STREET, SUITE 2900, CHICAGO, IL 60601

ARIVE CAPITAL MARKETS
325 CEDAR STREET, SUITE 910, ST. PAUL, MN 55101

ARJENT LLC
570 LEXINGTON AVENUE, 22ND FLOOR, NEW YORK, NY 10022

ARK INVESTMENTS
16170 CANAANVILLE ROAD, ATHENS, OH 45701-0500
Mailing Address: P.O. BOX 500, ATHENS, OH 45701-0500

ARLINGTON SECURITIES, INC.
140 MARINE LANE, ST. LOUIS, MO 63146-2236

ARMORY SECURITIES, LLC
1230 ROSECRANS AVE, SUITE 660, MANHATTAN BEACH, CA 90266

ARONSON CAPITAL ADVISORS, LLC
805 KING FARM BOULEVARD, SUITE 300, ROCKVILLE, MD 20850

ARQUE CAPITAL, LTD.
7501 E MCCORMICK PKWY, STE 111N, SCOTTSDALE, AZ 85258

ARROW INVESTMENTS, INC.
3010 WESTCHESTER AVENUE, SUITE 203, PURCHASE, NY 10577

ARTISAN PARTNERS DISTRIBUTORS LLC
875 E. WISCONSIN AVENUE, SUITE 800, MILWAUKEE, WI 53202

ARTIST CAPITAL INC.
601 LEXINGTON AVENUE, SUITE 5100, NEW YORK, NY 10022

ARTIVEST BROKERAGE LLC
1140 BROADWAY, SUITE 1501, NEW YORK, NY 10001

ARVEST ASSET MANAGEMENT
921 WEST MONROE AVENUE, LOWELL, AR 72745
Mailing Address: P.O. BOX 1515, LOWELL, AR 72745-1515

ARXIS SECURITIES LLC
527 MADISON AVENUE, 18TH FLOOR, NEW YORK, NY 10022

ASANTE CAPITAL GROUP ADVISORS LLC
4TH FLOOR, 25 OLD BURLINGTON STREET, LONDON, W1S 3AN ENGLAND

ASCENDANT FINANCIAL PARTNERS, LLC
5347 SOUTH VALENTIA WAY, SUITE 250, GREENWOOD VILLAGE, CO 80111

ASCENDIANT CAPITAL MARKETS, LLC
18881 VON KARMAN, 16TH FLOOR, IRVINE, CA 92612

ASCENDIANT SECURITIES, LLC
18881 VON KARMAN, SUITE 1630, IRVINE, CA 92612

ASCENSUS BROKER DEALER SERVICES, INC.
95 WELLS AVENUE, SUITE 160, NEWTON, MA 02459

ASCENTAGE ADVISORS, LLC
10 PLEASANT STREET, 2ND FLOOR, PORTSMOUTH, NH 03801

ASG SECURITIES, INC.
275 COMMERCIAL BLVD, SUITE 200-B, FT. LAUDERDALE, FL 33308
Mailing Address: 4737 N. OCEAN DR., #213, LAUDERDALE BY THE SEA, FL 33308

ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
122 E. 42ND ST, STE 5005, NEW YORK, NY 10168

ASHTON STEWART & CO., INC.
1271 AVENUE OF AMERICAS, 43RD FLOOR, NEW YORK, NY 10020

ASHTON YOUNG, INC.
2600 S TELEGRAPH ROAD, SUITE 150, BLOOMFIELD HILLS, MI 48302

ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.
145 ASPINALL AVE, HAGATNA, 96910 GUAM, USA
Mailing Address: 145 ASPINALL AVE., HAGATNA, 96910 GUAM, USA

ASPEN EQUITY PARTNERS, LLC
2828 N. HARWOOD STREET, #1700, DALLAS, TX 75201

ASPERION GROUP LLC
151 EAST 80TH STREET, 3RD FLOOR, NEW YORK, NY 10075
Mailing Address: 375 PARK AVENUE, #2607, NEW YORK, NY 10152

ASSETMARK BROKERAGE, LLC
1655 GRANT STREET, 10TH FLOOR, CONCORD, CA 94520

ASSOCIATED INVESTMENT SERVICES, INC.
433 MAIN STREET, GREEN BAY, WI 54301-5114
Mailing Address: P.O. BOX 640, GREEN BAY, WI 54305-0640

AST INVESTOR SERVICES LLC
48 WALL STREET, 22ND FLOOR, NEW YORK, NY 10006
Mailing Address: 6201 15TH AVENUE, BROOKLYN, NY 11219

ASTON DIEL SECURITIES, LLC
2375 E. CAMELBACK ROAD, SUITE 600, PHOENIX, AZ 85016

ASTORIA CAPITAL MARKETS, INC.
30-08 36TH STREET, LONG ISLAND CITY, NY 11103

ATEL SECURITIES CORPORATION
THE TRANSAMERICA PYRAMID 600 MONTGOMERY STREET, 9TH FLOOR, SAN FRANCISCO, CA 94111

ATHENE SECURITIES, LLC
841 APOLLO STREET, SUITE 150, EL SEGUNDO, CA 90245

ATIS, INC
9717 PRAIRIE AVENUE, HIGHLAND, IN 46322

ATLANTIC - PACIFIC CAPITAL, INC.
102 GREENWICH AVENUE, 2ND FLOOR, GREENWICH, CT 06830

ATLANTIC SECURITIES, INC.
920 PROVIDENCE RD., SUITE 201, TOWSON, MD 21286-2988

ATLANTIC STATE PARTNERS, LLC
7 AVON ROAD, LARCHMONT, NY 10538-1420

ATLAS ONE FINANCIAL GROUP, LLC
200 SOUTH BISCAYNE BOULEVARD, SUITE 1860, MIAMI, FL 33131

ATLAS STRATEGIC ADVISORS, LLC
140 EAST 45TH STREET, 18TH FLOOR, NEW YORK, NY 10017

ATLAS TECHNOLOGY GROUP LLC
38 KEYES AVE., SUITE 102, SAN FRANCISCO, CA 94129

ATM EXECUTION LLC
599 LEXINGTON AVE, 21 FLOOR, NEW YORK, NY 10022

ATRIUM TRADING, INC
141 WEST JACKSON BLVD. - SUITE 1340A, CHICAGO, IL 60604

AUERBACH GRAYSON & COMPANY LLC
25W 45TH STREET SUITE 16, NEW YORK, NY 10036
Mailing Address: 25W 45TH STREET SUITE 16, NEW YORK, NY 10036

AUFHAUSER SECURITIES, INC.
112 WEST 56TH STREET, NEW YORK, NY 10019-3841

AUGEO ADVISORS, LLC
10801 NATIONAL BLVD., SUITE 500, LOS ANGELES, CA 90024
Mailing Address: 10940 WILSHIRE BLVD., 16TH FLOOR, LOS ANGELES, CA 90024

AURIGA USA, LLC
546 5TH AVENUE, 9TH FLOOR, NEW YORK, NY 10036-5000

AURORA CAPITAL LLC
17 PARK AVENUE, #201, NEW YORK, NY 10016

AURORA SECURITIES
111 CONGRESSIONAL BLVD., SUITE 114, CARMEL, IN 46032-5639

AURUS ADVISORS, INC.
345 LORTON AVE., SUITE 105, BURLINGAME, CA 94010

AUSDAL FINANCIAL PARTNERS, INC.
5187 UTICA RIDGE RD, DAVENPORT, IA 52807

AUTOMATED EQUITY FINANCE MARKETS, INC.
545 WASHINGTON BOULEVARD, 7TH FLOOR, JERSEY CITY, NJ 07310

AUTOMATED TRADING DESK FINANCIAL SERVICES, LLC
11 EWALL STREET, MT. PLEASANT, SC 29464

AUTONOMOUS RESEARCH LLP
FLOOR 2, 1 BARTHOLOMEW LANE, LONDON, EC2N 2AX UNITED KINGDOM
Mailing Address: FLOOR 2, 1 BARTHOLOMEW LANE, LONDON, EC2N 2AX UNITED KINGDOM

AUTONOMOUS RESEARCH US LP
SUITE 2303, 23RD FLOOR, 1325 AVENUE OF THE AMERICAS, NEW YORK, NY 10019

AVALON INVESTMENT & SECURITIES GROUP, INC.
404 AVALON AVENUE, SUTE 200, MUSCLE SHOALS, AL 35661

AVALON SECURITIES, LTD.
1410 BROADWAY, 34TH FLOOR, NEW YORK, NY 10018

AVALON WEALTH MANAGEMENT LLC
2929 ALLEN PKWY STE 3000, HOUSTON, TX 77019-7100

AVANTI SECURITIES CORPORATION
22 ST. CLAIR AVENUE EAST - SUITE 1700, TORONTO, M4T 2S3 CANADA
Mailing Address: 22 ST CLAIR AVENUE EAST SUITE 1700, TORONTO, M4T 2S3 CANADA

AVATAR CAPITAL GROUP LLC
7 WORLD TRADE CENTER, 32ND FLOOR, NEW YORK, NY 10007

AVENDUS CAPITAL, INC.
499 PARK AVENUE 12TH FLOOR, NEW YORK, NY 10022

AVENIR FINANCIAL GROUP
130 WILLIAM STREET, SUITE 803, NEW YORK, NY 10038
Mailing Address: PO BOX 556, BETHEL, VT 05032

AVENTURA SECURITIES, LLC
2999 NE 191 STREET, SUITE 901, AVENTURA, FL 33180
Mailing Address: 2999 NE 191 STREET, SUITE 901, AVENTURA, FL 33180

AVERE FINANCIAL GROUP, LLC
2800 E HIGHWAY 114, SUITE 300, TROPHY CLUB, TX 76262

AVERIL CAPITAL MARKETS GROUP, INC.
1901 AVENUE OF THE STARS, SUITE 350, LOS ANGELES, CA 90067

AVIATE GLOBAL (US) LLP
22 GANTON STREET, LONDON, W1F 7FD U.K.

AVILA CAPITAL MARKETS, INC.
150 EAST 52ND STREET, 16002, NEW YORK, NY 10022
Mailing Address: 150 EAST 52ND STREET, 16TH FLOOR, SUITE 2, NEW YORK, NY 10022

AVIOR CAPITAL, LLC
4660 LA JOLLA VILLAGE DRIVE, SUITE 500 PMB #52, SAN DIEGO, CA 92122
Mailing Address: PO BOX 19876, SAN DIEGO, CA 92159

AVISEN SECURITIES, INC.
3620 AMERICAN RIVER DRIVE, SUITE 145, SACRAMENTO, CA 95864-7256

AVM, L.P.
777 YAMATO ROAD, SUITE 300, BOCA RATON, FL 33431

AVONDALE PARTNERS, LLC
3102 WEST END AVENUE, SUITE 1100, NASHVILLE, TN 37203
Mailing Address: 3102 WEST END AVE, SUITE 1100, NASHVILLE, TN 37203

AWM SERVICES, LLC
1330 POST OAK BOULEVARD, SUITE 1550, HOUSTON, TX 77056

AXA ADVISORS, LLC
1290 AVENUE OF THE AMERICAS, NEW YORK, NY 10104
Mailing Address: 1290 AVENUE OF THE AMERICAS, 12TH FLOOR, NEW YORK, NY 10104

AXA DISTRIBUTORS, LLC
525 WASHINGTON BOULEVARD, JERSEY CITY, NJ 07310

AXCESSNET, LLC
192 PARTRIDGE LANE, CONCORD, MA 02421

AXIOM CAPITAL MANAGEMENT, INC.
780 THIRD AVENUE, 43RD FLOOR, NEW YORK, NY 10017-2024