Education & Training for Advertising Regulation

FINRA provides comprehensive resources to help firms understand and comply with advertising regulation requirements. Explore our educational materials, technical guides, regulatory updates, and engagement opportunities below.

Learning Resources

E-Learning Courses

FINRA e-learning courses offer an affordable solution for Firm Element, advertising regulation and other training needs. Firms trust FINRA's e-learning library for firm-wide training on rules and regulations and how they are practically applied.

To find courses specifically on communications with the public and advertising compliance, visit our Financial Learning Experience page.

Filing Tools & Resources

Access everything you need to submit communications efficiently and correctly to FINRA's Advertising Regulation Department.

AREF Resources

The Advertising Regulation Electronic Files (AREF) system is FINRA's primary platform for submitting communications for regulatory review. Learn how to navigate the system efficiently with the following resources.

Advanced Filing Methods

These specialized tools help firms manage complex website content and high-volume filing submissions more efficiently.

Regulatory Updates & Insights

Stay current with the latest advertising regulation developments, guidance, and industry perspectives.

News & Media

Access the latest regulatory news and updates relevant to advertising compliance in our Media Center.

Regulatory Guidance

Find interpretive Guidance on advertising rules and their application to various communications.

FINRA Unscripted Podcasts

Listen to discussions on current advertising regulation topics and trends.

Events & Engagement

Conferences & Events

Join industry professionals at FINRA's in-person and virtual conferences.

Webinars

Participate in our Ask FINRA Advertising Regulation Senior Staff Webinar for interactive online sessions with FINRA advertising regulation experts.