Education & Training for Advertising Regulation
FINRA's educational materials highlight news, regulatory updates and other compliance topics. You can find advertising-related education using the following links.
E-Learning Courses
FINRA e-learning courses offer an affordable solution for Firm Element, advertising regulation and other training needs. Firms trust FINRA's e-learning library for firm-wide training on rules and regulations and how they are practically applied. Please visit our Financial Learning Experience page to find courses on communications with the public.
AREF Training Guides and Documentation
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Four changes are being made to the AREF Filing Submission Form as a result of new rule changes identified in FINRA Regulatory Notice 16-41. These rule changes eliminate several filing requirements, and the associated form changes allow filers to indicate if they are voluntarily submitting a filing that is no longer required.Effective on 1/9/17