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Regulatory News Feed and Email Subscription Services

FINRA

FINRA publishes a weekly newsletter (the weekly update) containing its rule proposals and notices of rule approvals with effective dates.  FINRA provides an email subscription service for the newsletter as well as other communications.  FINRA also maintains a catalog of social media and RSS feeds.

FINRA CAT LLC

FINRA CAT LLC provides an RSS feed of its website updates and FAQ updates. FINRA CAT LLC also maintains an email subscription service to receive updates on the CAT NMS Plan and other CAT updates.

SEC

The United States Securities and Exchange Commission provides an RSS feed of its proposed rules.  The Commission also maintains an email subscription service providing notice of a variety of publications including proposed and final rules and No Action relief. 

CFTC

The United States Commodity Futures Trading Commission provides an email subscription service containing information on its Orders, Rulings and Federal Register releases among other communications.

DOL

The United States Department of Labor Employment Benefits Security Administration provides an email subscription service for its publications, including information on compliance assistance.

FinCEN

The United States Department of Treasury Financial Crimes Enforcement Network provides an email subscription service.  Firms can choose to receive communications targeted to Securities and Futures firms.  Communications cover a variety of information include FinCEN Rulings and Federal Notice filings. 

MSRB

The United States Municipal Securities Rulemaking Board provides an email subscription service to a variety of publications including its Notices. 

PCAOB

The Public Company Accounting Oversight Board provides an email subscription service to a variety of publications including its Inspection Reports and Settled Disciplinary Orders. 

NASAA

The North American Securities Administrators Association provides an email subscription service to its latest updates.  Firms can also find the individual state securities regulator websites and subscribe to the states’ securities subscription service where available.  

NAIC

The National Association of Insurance Commissioners provides an email subscription service to its news releases and other information put out by its communications department.