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Speaker at Annual Conference
Events & Training

FINRA is committed to supporting member firms in maintaining the highest standards of compliance. Our comprehensive education and training programs are designed to help you navigate the evolving regulatory landscape, protect investors and build a culture of integrity within your organization.

Our offerings include live events for timely regulatory updates and interactive learning, plus a robust library of on-demand resources for flexible, self-paced education. Whether you're a small firm seeking foundational compliance knowledge or looking to stay current on emerging issues, these resources support your commitment to regulatory excellence and investor protection.

All training is developed by FINRA's regulatory experts and reflects current rules, guidance, and industry effective practices.

Upcoming Events

Stay current on rules and regulations in settings designed to promote timely learning, sharing and networking with peers, regulators and other financial services professionals.

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On-Demand Education

Access our free recorded sessions available 24/7. These resources cover essential compliance topics and regulatory fundamentals, allowing you to learn at your convenience and revisit materials as needed.

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Crypto and Blockchain Education Program

The program includes self-paced e-learning and an in-person applied learning course provided in partnership with Georgetown University’s McDonough School of Business to equip financial professionals with a comprehensive understanding of crypto assets and blockchain technology.

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FINRA Certified Regulatory and Compliance Professional (CRCP)® Program

Delivered in partnership with the McDonough School of Business at Georgetown University and comprised of two non-consecutive weeklong residential courses, this program provides compliance, legal and regulatory professionals with an in-depth understanding of the foundation, theory and practical application of securities laws and regulation.

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FLEX

Financial Learning Experience™ (FLEX™) is a centralized continuing education (CE) platform that provides e-learning content that firms have the option to leverage for their Firm Element. View Program >

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