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FINRA District Compliance Seminar With the State of Pennsylvania

FINRA’s District Compliance Seminar with the State of Pennsylvania offers a comprehensive agenda designed for new and experienced compliance and legal professionals. Industry and regulatory speakers facilitate an interactive discussion on regulatory rules and effective practices. This half-day event also includes opportunities to network with industry peers and FINRA District Office staff.

Download the 2019 District Compliance Seminar brochure.


Radisson Hotel Harrisburg
1150 Camp Hill Bypass
Camp Hill, PA 17011

Additional Information

Please direct questions to (800) 321-6273 or via email.

This event is not open to the media.