Skip to main content
Welcome to the new FINRA.org. Learn more about our updates.
Create your own user feedback survey

2019 FINRA District Compliance Seminar With the State of Pennsylvania

null

FINRA’s District Compliance Seminar with the State of Pennsylvania offers a comprehensive agenda designed for new and experienced compliance and legal professionals. Industry and regulatory speakers facilitate an interactive discussion on regulatory rules and effective practices. This half-day event also includes opportunities to network with industry peers and FINRA District Office staff.

There is no cost to attend this event.

REGISTER


Download the 2019 District Compliance Seminar brochure.

Location

Radisson Hotel Harrisburg
1150 Camp Hill Bypass
Camp Hill, PA 17011

Travel Disclaimer: FINRA suggests that you do not purchase restricted or nonrefundable tickets for travel to the conference, especially prior to receipt of your registration confirmation. FINRA assumes no liability for penalties or fare increases should the conference sell out or in the unlikely event that changes to the conference dates and/or location become necessary.

Additional Information

Please direct questions about registration to (800) 321-6273 or via email.

This event is not open to the media.

COMPLETE THE FORM BELOW

FINRA members should complete the form below and click "Submit" to proceed.

SIGN-UP

Don't know your firm's CRD#? Look it up in BrokerCheck.