The 2021 FINRA Virtual Technology Conference showcases the latest technology offerings to our member firms. Technology is transforming the Financial Services industry and FINRA is dedicated to supplying our members with innovative technology designed to protect investors and ensure market integrity. Additionally, FINRA employs innovative technological solutions to carry out its mission. This one-day virtual conference is held online and focuses on technology tools for complying with FINRA rules, as well as sharing the innovative technology FINRA uses in its daily operations. The conference brings together experts, executives, and policy makers to share their specialized knowledge and experiences. The Technology Conference is designed to facilitate meaningful dialogue on a range of topics in an educational format and is designed for both compliance and technology professionals.
Nowhere else will you find this unique combination of the highest-caliber speakers discussing issues that matter most for the financial services industry.
Recordings of sessions are available to FINRA member firms and CRCP® graduates. View the recorded sessions from the 2021 FINRA Virtual Technology Conference and receive access to all conference materials. View the online brochure below for a list of sessions and their descriptions.
For registration or technical questions, please call (800) 321-6273.
Please direct questions about registration to (800) 321-6273 or via email.
This event is open to the media.
FINRA's conference sessions are the sole property of FINRA and the information provided is for informational and educational purposes only. The content of the conference does not constitute any FINRA rule or amendment or interpretation to such rules. Compliance with any recommended conduct presented does not mean that a firm or person has complied with the full extent of their obligations under FINRA rules, the rules of any other SRO, or securities laws. Use of this recording does not create a safe harbor from regulatory responsibility. This on-demand program is provided "as is". FINRA and its affiliates are not responsible for any human or mechanical errors or omissions. Parties may not reproduce the sessions in any form, nor reference them in any publication, without the express written consent of FINRA.