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2023 FINRA Senior Investor Protection Conference

2023 FINRA Senior Investor Conference

Agenda | Location | Accommodations | Register (Pricing) | Refunds | Questions | Press

The Senior Investor Protection Conference is a one-day event dedicated to sharing the most up-to-date regulatory information, effective strategies and solutions for protecting senior and vulnerable investors from exploitation, scams, and other questionable practices. This conference includes discussions of the rules on financial exploitation of specified adults, a regulatory roundtable, information about trends, scams and schemes, and more. The conference also offers opportunities to network and discuss issues specific to senior investors with FINRA staff and industry practitioners.

Agenda

The agenda for the 2023 Senior Investor Protection Conference will be posted at a later date.

Location

Park Hyatt Washington D.C.
1201 24th St NW
Washington, DC 20037

Important Pre-Event Information

COVID-19 Requirements for In-person Attendees

As of January 30, 2023:

Health and Safety Requirements for FINRA Meetings and Conferences
To sustain a healthy and safe environment, FINRA will be using an approach based on CDC COVID-19 Community Levels (Low, Medium, High) for in-person meetings in line with FINRA’s COVID-19 policy. The current COVID-19 variants spread easily through airborne transmission. In addition, the current variants are more infectious than the original virus and can result in reinfections for those who might have been previously infected.

As part of our commitment to creating the safest possible environment for our in-person events, we strongly recommend that all attendees do the following for all in-person meetings regardless of the CDC COVID-19 Community Level:

  • Stay up to date with COVID-19 vaccinations, including all primary series doses and boosters for their age group.
  • Take a rapid COVID test prior to attending a meeting to ensure that you are not carrying the disease.
  • Wear a mask in indoor settings if you are at high risk for severe illness.

If the CDC COVID-19 Community Level is High in the location where the meeting will be held, we recommend that all attendees and staff:

  • Test negative to a rapid COVID-19 test within 24 hours of travel and in person interactions at the meeting or conference.
  • Wear a mask.

The health requirements for each event may be affected by changes in the CDC COVID-19 Community Levels. You will be notified in advance of any changes to health requirements for this event if the CDC COVID-19 Community Levels change.  You can monitor the CDC COVID-19 Community Levels for all locations in the country at https://www.cdc.gov/coronavirus/2019-ncov/your-health/covid-by-county.html.

 

Accommodations

A room block is available at the Park Hyatt Washington D.C. Hotel at the special room rate of $389 per night, plus tax. The rate is available until Monday, March 6, 2023, or until the room block is sold out.

Room Reservation Process for FINRA Programs
To reserve a room at the event, you must first register as an attendee for the conference. Your confirmation email will include instructions to reserve a hotel room. Please contact us with any additional questions.

Registration

In-Person Attendee Rates

FINRA Member
must provide valid CRD #
$945
REGISTER
FINRA Member (Small Firm)
must provide valid CRD #
$495
REGISTER
Government/Regulator
$670
REGISTER
Non-Member
$1,325
REGISTER


Group Rates* (Per Person)

FINRA Member
(Group*)
must provide valid CRD #
$800
REGISTER
FINRA Member
(Small Firm) (Group*)
must provide valid CRD #
$370
REGISTER
Non-Member
(Group*)
$1,130
REGISTER

Virtual Attendee Rates

FINRA Member
must provide valid CRD #
$250
REGISTER
FINRA Member
(Group*)
must provide valid CRD #
$100
REGISTER
Non-Member
$350
REGISTER
Non-Member
(Group*)
$250
REGISTER
Government/State
$250
REGISTER

*Available to firms registering three (3) or more employees at the same time with the same credit card. Please follow instructions in registration system.

In-person conference fees include attendance to all sessions and conference materials, scheduled breakfast, lunches and receptions.

Conference registration is limited and available on a first-come, first-served basis. Payment is required at the time your registration is submitted. You will receive an email confirmation of your completed registration form and payment. Please make sure your registration has been confirmed prior to your arrival onsite at the conference.

Travel Disclaimer: FINRA suggests that you do not purchase restricted or nonrefundable tickets for travel to the conference, especially prior to receipt of your registration confirmation. FINRA assumes no liability for penalties or fare increases should the conference sell out or in the unlikely event that changes to the conference dates and/or location become necessary.

Refunds

Full refunds for registration fees will be granted to written requests received 14 days or more prior to the start of the conference. We regret that refunds will not be granted after March 13, 2023.

Additional Information

Please direct questions about registration to (800) 321-6273 or via email.

Press

This event is open to the media.

COMPLETE THE FORM BELOW

FINRA members should complete the form below and click "Submit" to proceed.

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