The Senior Investor Protection Conference is a one-day event dedicated to sharing the most up-to-date regulatory information, effective strategies and solutions for protecting senior and vulnerable investors from exploitation, scams, and other questionable practices. This conference includes discussions of the rules on financial exploitation of specified adults, a regulatory roundtable, information about trends, scams and schemes, and more. The conference also offers opportunities to network and discuss issues specific to senior investors with FINRA staff and industry practitioners.
Recordings of sessions are available to FINRA member firms and CRCP® graduates. View the recorded sessions from the 2023 FINRA Senior Investor Protection Conference. View the online brochure for a list of sessions and their descriptions.
View the brochure for the 2023 Senior Investor Protection Conference.
The 2023 Senior Investor Protection Conference was held March 27. Registration is closed.
Please direct questions about registration to (800) 321-6273 or via email.
This event is open to the media.