2026 Compliance Outreach Program
This is a free, virtual program designed to provide municipal market participants an opportunity to hear from SEC, MSRB and FINRA staff on timely regulatory and compliance matters for municipal advisors and dealers. This year’s program provides practical and tailored discussions addressing top concerns and interests among municipal securities dealers and municipal advisors, including conflicts of interest, broker-dealer primary offering and pricing practices, compliance concerns, and other key municipal market topics.
For those unable to participate, a recording of the program will be archived on the SEC's webpage following the event.
Date
Jan. 21-22, 2026
Registration
There is no cost to attend this event.
Agenda
Agenda will be posted at a later date.
Press
This event is open to the media. Please contact us with any media inquiries.