Customer Information Request | FINRA.org

FINRA.org will undergo scheduled maintenance on October 18, 2026, 11 p.m. – October 19, 2026, 7 a.m., with a brief 5 min. outage during this window.

Customer Information Request

Join this webinar for an overview of the Customer Information Request that was sent to firms through FINRA Gateway on Oct. 7. FINRA staff will discuss the objective of the request, how the data will be used, new submission features and who to contact with questions.

These events are open to FINRA member firms only. Participants must provide their firm's broker-dealer number when registering.

On-Demand Recording Coming Soon

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