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FINRA Diversity Summit

FINRA’s Diversity Summit provides a forum for business leaders, diversity practitioners and human resource professionals in the financial services industry to explore a variety of corporate practices, strategies and outreach efforts intended to leverage the benefits of building sustainable diversity and inclusion programs.

The 2019 FINRA Diversity Summit took place on April 2 in New York City. The summit provided participants an opportunity to learn and exchange ideas, as well as gain valuable insight on the practical implications associated with creating a corporate culture that cultivates diversity of thought to drive innovation and creative problem solving.

Throughout the day, nearly 150 participants learned from non-profits, broker-dealer firms and regulators, as they provided in-depth discussion around FinTech and the impact on diversity and inclusion, innovative approaches for building inclusive talent pipelines, and the financial capability of U.S. adults.


View the agenda for the 2019 FINRA Diversity Summit.

Continuing Education (CE) Credits

Attendees may receive up to six Certified Regulatory and Compliance Professional (CRCP)® CE credits.


This event is open to the media. Please contact us with any media inquiries.

Additional Information

Please direct questions to (800) 321-6273 or via email.