The Small Firm Conference focuses on small firms’ practices and tips for complying with FINRA rules. Throughout the event, attendees have the opportunity to discuss small firm issues with FINRA senior staff.
View the online brochure for the 2019 Small Firm Conference.
Fairmont Miramar Hotel & Bungalows, Santa Monica
101 Wilshire Boulevard
Santa Monica, CA 90401
Please direct questions about registration to (800) 321-6273 or via email.
This event is not open to the media.