This one-day conference was held online on October 28, 2020, and focused on effective practices and tips for complying with FINRA rules — from the unique perspective of small firms.
Agenda and Office Hours Schedule
FINRA has a limited number of exhibitor opportunities available for this virtual conference. To secure your participation, contact Jeffrey Arcuri via email to request a conference exhibitor package.
Please direct questions about registration to (800) 321-6273 or via email.
This event is open to the media.