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2020 FINRA Small Firm Virtual Conference

2020 Small Firm Virtual Conference Banner

This one-day conference was held online on October 28, 2020, and focused on effective practices and tips for complying with FINRA rules — from the unique perspective of small firms.

Agenda and Office Hours Schedule

View the online brochure and office hours schedule for the 2020 Small Firm Virtual Conference.

Exhibitor Opportunities

FINRA has a limited number of exhibitor opportunities available for this virtual conference. To secure your participation, contact Jeffrey Arcuri via email to request a conference exhibitor package.

Additional Information

Please direct questions about registration to (800) 321-6273 or via email.


This event is open to the media.