Skip to main content

For updates and guidance related to COVID-19 / Coronavirus, click here.

2020 FINRA Small Firm Conference


COVID-19: A Message from FINRA

In response to the coronavirus disease (COVID-19) situation, FINRA has canceled the Small Firm Conference. We apologize for any disappointment or inconvenience this necessary decision causes. Your wellbeing is paramount, and we are taking the necessary precautions to mitigate any health risks, and with your safety in mind.

Registrants will receive a cancellation email and FINRA will issue a full refund for registration fees. FINRA has also canceled all hotel reservations that were made through the conference registration portal.

Please visit our Conferences & Events web page for more information and updates about future conferences.


Fairmont Miramar Hotel & Bungalows, Santa Monica
101 Wilshire Boulevard
Santa Monica, CA 90401

Additional Information

Please direct questions about registration to (800) 321-6273 or via email.



FINRA members should complete the form below and click "Submit" to proceed.


Don't know your firm's CRD#? Look it up in BrokerCheck.