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South Region Member Forum

January 23, 2020 | Hollywood, FL

The FINRA South Region Member Forum is a one-day event designed to provide financial professionals associated with FINRA member firms in the South Region the opportunity to engage in key discussions with FINRA staff, and connect with industry leaders and peers. The forum also includes thoughtful discussions around the future landscape of the financial services industry, and provides opportunities to meet one-on-one with FINRA Risk Monitoring Analysts, and Surveillance Directors to discuss firm-specific questions.

View the agenda for the South Region Member Forum.


The Diplomat Beach Resort Hollywood
3555 S Ocean Drive
Hollywood, FL 33019

Additional Information

Please direct questions about registration to (800) 321-6273 or via email.

This event is not open to the media.


FINRA members should complete the form below and click "Submit" to proceed.


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