Webinar: Large IPO Readiness

Is your firm ready for the operational, capital, and regulatory demands of a large IPO? Join FINRA for a webinar walking through considerations for member firms engaged in—or considering—firm commitment underwritings.

This session will cover several considerations including:

• Adding an Underwriting Business Line
• Capital Planning & Subordinated Loans
• Funding, Liquidity & Reserve Computations
• Operational Readiness, Vendor Risk & Settlement
• Customer Activity & Post-IPO Planning
• Regulatory Considerations

Whether you're a seasoned underwriter or building out this business line, this webinar will help your firm organize its readiness planning and engage with FINRA proactively.